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WORLD INTELLECTUAL PROPERTY ORGANIZATION 
International Bureau 



PCT 

INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT) 


(51) International Patent Classification 6 : 
A01N 43/04, A61K 31/70 


Al 


(11) International Publication Number: WO 00/11952 

(43) International Publication Date; 9 March 2000 (09.03.00) 


(21) International Application Number: PCT/US99/1 9725 

(22) International Filing Date; 3 1 August 1999 (31 .08.99) 


(30) Priority Data: 
09/144,096 


31 August 1998 (31.08.98) 


US 


(63) Related by Continuation (CON) or Continuation-in-Part 
(CIP) to Earlier Application 

US 09/144,096 (CIP) 

Filed on 31 August 1998 (31.08.98) 


(71) Applicant (for all designated 
PRO-NEURON, INC. [US/US]; 
Gaithersburg, MD 20877 (US). 


States except US): 
16020 Industrial Drive, 


(72) Inventor; and 

(75) Inventor/Applicant (for US only): VON BORSTEL, Reid, W. 
fUS/US]; 8310 Fox Run, Potomac, MD 20854 (US). 

(74) Agent: BYRNE, Thomas, E.; Nixon & Vanderhye P.C., Suite 
800, 1100 North Glebe Road, Arlington, VA 22201-4714 
(US). 


(81) Designated States: AE, AL, AM, AT, AU, AZ, BA, BB, BG, 
BR, BY, CA, CH, CN, CU, CZ, DE, DK, EE, ES. FI, GB, 
GD, GE, GH, GM, HR, HU, ID, IL, IN, IS, JP, KE, KG, 
KP, KR, KZ, LC, LK, LR, LS, LT, LU, LV, MD, MG, MK, 
MN, MW, MX, NO, NZ, PL, PT, RO, RU, SD, SE, SG, SI, 
SK, SL, TJ, TM, TO, TT, UA, UG, US, UZ, VN, YU, ZA, 
ZW, ARIPO patent (GH, GM, KE, LS, MW, SD, SL, SZ, 
UG, ZW), Eurasian patent (AM, AZ, BY, KG, KZ, MD, 
RU. TJ, TM), European patent (AT, BE, CH, CY, DE, DK, 
ES, FI, FR, GB, GR, IE, IT, LU, MC, NL, PT, SE), OAP1 
patent (BF, BJ, CF, CG, CI, CM, GA, GN, GW, ML, MR, 
NE, SN, TD, TG). 


Published 

With international search report 


(54) Title: COMPOSITIONS AND METHODS FOR TREATMENT OF MITOCHONDRIAL DISEASES 
(57) Abstract 

Compounds, compositions, and methods are provided for treatment of disorders related to mitochondrial dysfunction. Hie methods 
comprise administering to a mammal a composition containing pyrimidien nucleotide precursors in amounts sufficient to treat symptoms 
resulting from mitochondrial respiratory chain deficiencies. 


FOR THE PURPOSES OF INFORMATION ONLY 


Codes used to identify States party to the PCT on the front pages of pamphlets publishing international applications under the PCT. 


AL 

Albania 

ES 

Spain 

LS 

Lesotho 

SI 

Slovenia 

AM 

Armenia 

FI 

Finland 

LT 

Lithuania 

SK 

Slovakia 

AT 

Austria 

FR 

France 

LU 

Luxembourg 

SN 

Senegal 

AU 

Australia 

GA 

Gabon 

LV 

Latvia 

SZ 

Swaziland 

AZ 

Azerbaijan 

GB 

United Kingdom 

MC 

Monaco 

TD 

Chad 

BA 

Bosnia and Herzegovina 

GE 

Georgia 

MD 

Republic of Moldova 

TG 

Togo 

BB 

Barbados 

GH 

Ghana 

MG 

Madagascar 

TJ 

Tajikistan 

BE 

Belgium 

GN 

Guinea 

MK 

The former Yugoslav 

TM 

Turkmenistan 

BF 

Burkina Faso 

GR 

0 recce 


Republic of Macedonia 

TR 

Turkey 

BG 

Bulgaria 

HU 

Hungary 

ML 

Mali 

TT 

Trinidad and Tobago 

BJ 

Benin 

IE 

Ireland 

MN 

Mongolia 

UA 

Ukraine 

BR 

Brazil 

IL 

Israel 

MK 

Mauritania 

UG 

Uganda 

BY 

Belarus 

IS 

Iceland 

MW 

Malawi 

US 

United States of America 

CA 

Canada 

IT 

Italy 

MX 

Mexico 

UZ 

Uzbekistan 

CF 

Central African Republic 

JP 

Japan 

NE 

Niger 

VN 

Viet Nam 

CG 

Congo 

KE 

Kenya 

NL 

Netherlands 

YU 

Yugoslavia 

CH 

Switzerland 

KG 

Kyrgyzstan 

NO 

Norway 

ZW 

Zimbabwe 

CI 

Cflte d'lvoire 

KP 

Democratic People's 

NZ 

New Zealand 



CM 

Cameroon 


Republic of Korea 

PL 

Poland 



CN 

China 

KR 

Republic of Korea 

FT 

Portugal 



CU 

Cuba 

KZ 

Kazakstan 

RO 

Romania 



cz 

Czech Republic 

LC 

Saint Lucia 

. w 

Russian Federation 



DE 

Germany 

U 

Liechtenstein 

SD 

Sudan 



DK 

Denmark 

LK 

Sri Lanka 

SE 

Sweden 



EE 

Estonia 

LR 

Liberia 

SG 

Singapore 




WO 00/11952 PCT/US99/19725 


COMPOSITIONS AND METHODS FOR TREATMENT 
OF MITOCHONDRIAL DISEASES 

Field of the Invention 

This invention relates generally to compounds and methods for treatment and prevention 
of diseases, developmental delays, and symptoms related to mitochondrial dysfunction. 
Pyrimidine nucleotide precursors are administered to a mammal, including a human, for the 
purpose of compensating for mitochondrial dysfunction and for improving mitochondrial 
functions. 

Background of the Invention 

Mitochondria are cellular organelles present in most eukaryotic cells. One of their 
primary functions is oxidative phosphorylation, a process through which energy derived from 
metabolism of fuels like glucose or fatty acids is converted to ATP, which is then used to drive 
various energy-requiring biosynthetic reactions and other metabolic activities. Mitochondria 
have their own genomes, separate from nuclear DNA, comprising rings of DNA with about 
1 6,000 base pairs in human cells. Each mitochondrion may have multiple copies of its genome, 
and individual cells may have hundreds of mitochondria. 

Mitochondrial dysfunction contributes to various disease states. Some mitochondrial 
diseases are due to mutations or deletions in the mitochondrial genome. Mitochondria divide 
and proliferate with a faster turnover rate than their host cells, and their replication is under 
control of the nuclear genome. If a threshold proportion of mitochondria in a cell is defective, 
and if a threshold proportion of such cells within a tissue have defective mitochondria, 
symptoms of tissue or organ dysfunction can result. Practically any tissue can be affected, and 
a large variety of symptoms may be present, depending on the extent to which different tissues 
are involved. 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 PCT/US99/19725 

2 

A fertilized ovum might contain both normal and genetically defective mitochondria. 
The segregation of defective mitochondria into different tissues during division of this ovum is 
a stochastic process, as will be the ratio of defective to normal mitochondria within a given 
tissue or cell (although there can be positive or negative selection for defective mitochondrial 
genomes during mitochondrial turnover within cells). Thus, a variety of different pathologic 
phenotypes can emerge out of a particular point mutation in mitochondrial DNA. Conversely, 
similar phenotypes can emerge from mutations or deletions affecting different genes within 
mitochondrial DNA. Clinical symptoms in congenital mitochondrial diseases often manifest in 
postmitotic tissues with high energy demands like brain, muscle, optic nerve, and myocardium, 
but other tissues including endocrine glands, liver, gastrointestinal tract, kidney, and 
hematopoietic tissue are also involved, again depending in part on the segregation of 
mitochondria during development, and on the dynamics of mitochondrial turnover over time. 

In addition to congenital disorders involving inherited defective mitochondria, acquired 
mitochondrial dysfunction contributes to diseases, particularly neurodegenerative disorders 
associated with aging like Parkinson's, Alzheimer's, Huntington's Diseases. The incidence of 
somatic mutations in mitochondrial DNA rises exponentially with age; diminished respiratory 
chain activity is found universally in aging people. Mitochondrial dysfunction is also 
implicated in excitotoxic neuronal injury, such as that associated with seizures or ischemia. 

Treatment of diseases involving mitochondrial dysfunction has heretofore involved 
administration of vitamins and cofactors used by particular elements of the mitochondrial 
respiratory chain. Coenzyme Q (ubiquinone), nicotinamide, riboflavin, carnitine, biotin, and 
lipoic acid are used in patients with mitochondrial disease, with occasional benefit, especially in 
disorders directly stemming from primary deficiencies of one of these cofactors. However, 
while useful in isolated cases, no such metabolic cofactors or vitamins have been shown to have 
general utility in clinical practice in treating mitochondrial diseases. Similarly, dichloracetic 
acid (DC A) has been used to treat mitochondrial cytopathies such as MEL AS; DC A inhibits 
lactate formation and is primarily useful in cases of mitochondrial diseases where excessive 
lactate accumulation itself is contributing to symptoms. However, DCA does not address 
symptoms related to mitochondrial insufficiency per se and can be toxic to some patients, 
depending on the underlying molecular defects. 


SUBSTITUTE SHEET (RULE26) 


WO 00/1 1 952 PCT/US99/1 9725 


Mitochondrial diseases comprise disorders caused by a huge variety of molecular lesions 
or defects, with the phenotypic expression of disease further complicated by stochastic 
distributions of defective mitochondria in different tissues. 

Commonly owned United States Patent 5,583,1 17 discloses acylated derivatives of 
cytidine and uridine. Commonly owned application PCT/US 96/10067 discloses the use of 
acylated pyrimidine nucleosides to reduce the toxicity of chemotherapeutic and antiviral 
pyrimidine nucleoside analogs. 

Objects of the Invention 

It is an object of the invention to provide compositions and methods for treating 
disorders or pathophysiological consequences associated with mitochondrial dysfunction or 
mitochondrial respiratory chain dysfunction in a mammal, including a human. 

It is an object of the invention to provide compounds and compositions that improve 
tissue resistance to mitochondrial dysfunction in vivo. 

It is an object of the invention to provide compositions and methods for treatment of 
mitochondrial diseases. 

It is an object of the invention to provide agents which compensate broadly for 
mitochondrial deficits involving a wide variety of molecular pathologies, since, in many cases, 
precise diagnosis of molecular lesions in mitochondrial disorders is difficult. 

It is an object of the invention to provide a practical treatment for mitochondrial diseases 
that is beneficial in the case of mitochondrial electron transport chain deficits regardless of the 
specific molecular defects. 

It is an object of the invention to provide not only for the relatively rare congenital 
diseases related to mitochondrial DNA defects, but also for significant neuromuscular and 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 


4 


PCMJS99/19725 


neurodevelopmental disorders that appear in childhood and for common age-related 
degenerative diseases like Alzheimer's or Parkinsons Diseases. 

It is an object of the invention to provide compositions and methods for treatment and 
prevention of neurodegenerative and neuromuscular disorders. 

It is an object of the invention to provide compositions and methods for treatment and 
prevention of excitotoxic injury to neural tissue. 

It is an object of the invention to provide compositions and methods for treatment and 
prevention of epilepsy. 

V 

It is an object of the invention to provide compositions and methods for treatment and 
prevention of migraine. 

It is an object of the invention to provide compositions and methods for preventing 
death or dysfunction of postmitotic cells in a mammal, including a human. 

It is an object of the invention to provide compositions and methods for treatment of 
neurodevelopmental delay disorders 

It is a further object of the invention to provide a composition for treatment or 
prevention of tissue damage due to hypoxia or ischemia . 

It is a further object of this invention to provide compositions and methods for treating 
or preventing ovarian dysfunction, menopause, or secondary consequences of menopause. 

It is a further object of the invention to provide compositions and methods for reducing 
side effects of cancer chemotherapies due to chemotherapy-induced mitochondrial injury. 

It is a further object of the invention to provide a method for diagnosing mitochondrial 
disease and dysfunction. 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 PCT/US99/19725 


Summary of the Invention 

The subject invention provides a method for treating pathophysiological consequences 
of mitochondrial respiratory chain deficiency in a mammal comprising administering to such a 
mammal in need of such treatment an amount of a pyrimidine nucleotide precursor effective in 
reducing the pathophysiological consequences. Additionally, the invention provides a method 
of preventing pathophysiological consequences of mitochondrial respiratory chain deficiency 
comprising administering to a mammal an amount of a pyrimidine nucleotide precursor 
effective in preventing the pathophysiological consequences. 

In mitochondrial disease the compounds and compositions of the invention are useful 
for attenuating clinical sequelae stemming from respiratory chain deficiencies. Respiratory 
chain deficiencies underlying mitochondrial disease are caused by various factors including 
congenital or inherited mutations anddeletions in mitochondrial DNA, deficits in nuclear- 
encoded proteins affecting respiratory chain activity, as well as somatic mutations, elevated 
intracellular calcium, excitotoxicity, nitric oxide, hypoxia and axonal transport defects. 

The subject invention provides compounds, compositions, and methods for preventing 
or reducing death and dysfunction of postmitotic cells bearing mitochondrial respiratory chain 
deficits. 

The subject invention furthermore provides compounds, compositions, and methods for 
treating neurodevelopmental delays in language, motor, executive function, cognitive, and 
neuropsychological social skills. 

The subject invention also relates to treatment of disorders and conditions that are herein 
disclosed as conditions to which mitochondrial defects contribute and which therefore are 
subject to treatment with compounds, and compositions of the invention. These include side 
effects of cancer chemotherapy like peripheral neuropathies, nephropathies, fatigue, and early 
menopause, as well as ovulatory abnormalities and normal menopause itself. 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 


6 


PCT/US99/19725 


The subject invention also relates to a method for diagnosing mitochondrial diseases by 
treating patients with a pyrimidine nucleotide precursor and assessing clinical benefit in - 
selected signs and symptoms. 

The invention, as well as other objects, features and advantages thereof will be 
understood more clearly and fully from the following detailed description, when read with 
reference to the accompanying results of the experiments discussed in the examples below. 

Detailed Description of the Invention 

The subject invention is related to compounds, compositions, and methods for treating 
or preventing a variety of clinical disorders secondary to mitochondrial dysfunction, especially 
deficits in the activity of components of the mitochondrial respiratory chain. Such disorders 
include congenital mitochondrial cytopathies, neurodevelopmental delays, age-related 
neurodegenerative diseases, as well as particular diseases affecting the heart, peripheral and 
autonomic nerves, skeletal muscle, pancreas and other tissues and organs. 

A. Definitions 

"Mitochondrial disease" refers to disorders to which deficits in mitochondrial respiratory 
chain activity contribute in the development of pathophysiology of such disorders in a mammal. 
This category includes 1) congenital genetic deficiencies in activity of one or more components 
of the mitochondrial respiratory chain; 2) acquired deficiencies in the activity of one or more 
components of the mitochondrial respiratory chain, wherein such deficiencies are caused by, 
inter alia, a) oxidative damage during aging; b) elevated intracellular calcium; c) exposure of 
affected cells to nitric oxide; d)hypoxia or ischemia; e) microtubule-associated deficits in 
axonal transport of mitochondria, or f) expression of mitochondrial uncoupling proteins. 

The mitochondrial respiratory chain (also known as the electron transport chain) 
comprises 5 major complexes: 


SUBSTITUTE SHEET (RULE26) 


WO 00/1 1 952 PCT/US99/1 9725 


Complex I NADH:ubiquinone reductase 

Complex II Succinate:ubiquinone reductase 

Complex III ubiquinol:cytochrome-c reductase 

Complex IV cytochrome-c oxidase 

Complex V ATP synthase 

Complexes I and II accomplish the transfer of electrons from metabolic fuels like 
glycolysis products and fatty acids to ubiquinone (Coenzyme Q), converting it to ubiquinol. 
Ubiquinol is converted back to ubiquinone by transfer of electrons to cytochrome c in Complex 
ffl. Cytochrome c is reoxidized at Complex IV by transfer of electrons to molecular oxygen, - 
producing water. Complex V utilizes potential energy from the proton gradient produced across 
the mitochondrial membrane by these electron transfers, converting ADP into ATP, which then 
provides energy to metabolic reactions in the cell. 

Dihydro-orotate dehydrogenase (DHODH), is an enzyme involved in de novo synthesis 
of uridine nucleotides. DHODH activity is coupled to the respiratory chain via transfer of 
electrons from dihydro-orotate to ubiquinone; these electrons are then passed onto cytochrome c 
and oxygen via Complexes ffl and IV respectively. Only Complexes III and IV are directly 
involved in pyrimidine biosynthesis. Orotate produced by the action of DHODH is converted to 
uridine monophosphate by phosphoribosylation and decarboxylation. 

"Pyrimidine nucleotide precursors" in the context of the invention are intermediates in 
either the de novo or salvage pathways of pyrimidine nucleotide synthesis that enter into - 
pyrimidine synthesis either distal to DHODH (e.g. orotate) or which do not require DHODH 
activity for conversion to pyrimidine nucleotides (e.g. cytidine, uridine, or acyl derivatives of- 
ytidine or uridine). Also included within the scope of the invention are pyrimidine nucleoside 
phosphates (eg. nucleotides, cytidine diphosphocholine, uridine diphosphoglucose); these 
compounds are degraded to the level of uridine or cytidine prior to entry into cells and 
anabolism. Acyl derivatives of cytidineand uridine have better oral bioavailability than the 
parent nucleosides or nucleotides. Orotic acid and esters thereof are converted to uridine 
nucleotides and are also useful for accomplishing the goals of the invention. 


c 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 „ PCT/US99/19725 


R Compound s "f the Invention 

A primary feature of the present invention is the unexpected discovery that 
administration of pyrimidine nucleotide precursors is effective in treatment of a large variety of 
symptoms and disease states related to mitochondrial dysfunction. 

Tissue pyrimidine nucleotide levels are increased by adininistration of any of several 
precursors. Uridine and cytidine are incorporated into cellular nucleotide pools by 
phosphorylation at the 5' position; cytidine and uridine nucleotides are interconvertible through 
enzymatic amination and de-amination reactions. Orotic acid is a key intermediate in de novo 
biosynthesis of pyrimidine nucleotides. Incorporation of orotic acid into nucleotide pools 
requires cellular phosphoribosyl pyrophosphate (PRPP). Alternatively (or in addition to 
provision of exogenous nucleotide precursors),availability of uridine to tissues is increased by 
administration of compounds which inhibit uridine phosphorylase, the first enzyme in the 
pathway for degradation of uridine. The compounds of the invention useful in treating 
mitochondrial diseases andrelated disorders include uridine, cytidine, orotate, orally 
bioavailable acyl derivatives or esters of these pyrimidine nucleotide precursors, and inhibitors 
of the enzyme uridine phosphorylase. 

In reference to acyl derivatives of cytidine and uridine, the following definitions pertain: 

The term "acyl derivative" as used herein means a derivative of a pyrimidine nucleoside 
in which a substantially nontoxic organic acyl sub-stituent derived from a carboxylic acid is 
attached to one or more of the free hydroxyl groups of the ribose moiety of the oxy-purine 
nucleoside with an ester linkage and/orwhere such a substituent is attached to the amine 
substituent on the purine ring of cytidine, with an amide linkage. Such acylsubstituents are 
derived from carboxylic acids which include, but are not limited to, compounds selected from 
the group consisting of a fatty acid, an amino acid, nicotinic acid, di-carboxylic acids, lactic 
acid, p-aminobenzoic acid and orotic acid. Advantageous acyl substituents are compounds 
which are normally present in the body, either as dietary constituents or as intermediary 
metabolites. 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 


9 


PCT/US99/19725 


The term "pharmaceutically acceptable salts" as used herein means salts with 
pharmaceutical* acceptable acid or base addition salts of the derivatives, which include, but are 
not limited to, sulfuric, hydrochloric, or phosphoric acids, or, in the case of orotate, sodium or 
calcium hydroxides, and canonic amino acids, especially lysine. 

The term "amino acids" as used herein includes, but is not limited to, glycine, the L 
forms of alanine, valine, leucine, isoleucine, phenyl-alanine, tyrosine, proline, hydroxyproline, - 
serine, threonine, cysteine, cystine, methionine, tryptophan,aspartic acid, glutamic acid, 
arginine, lysine, histidme.omithine, hydroxyzine, carnitine, and other naturally occurring 
amino acids. 

The term "fatty acids" as.used herein means aliphatic carboxylic acids having 2-22 
carbon atoms. Such fatty acids maybe saturated, partially saturated or polyunsaturated. 

The term "dicarboxylic acids" as used herein means fatty acids with a second carboxylic 
acid substituent. 

Compounds of the invention have the following structures: 

In all cases except where indicated, letters and letters with subscripts symbolizing 
variable substituents in the chemical structures of the compounds of the invention are applicable 
only to the structure immediately preceding the description of the symbol. 

(1) An acyl derivative of uridine having the formula: 



SUBSTITUTE SHEET (RULE26) 


WO 00/1 1952 


10 


PCT/US99/19725 


wherein Rl, R2, R3 and R4 are the same or different and each is hydrogen or an acyl 
a metabolite, provided that at least one of said R substituents is not hydrogen, or a 
pharmaceutically acceptable salt thereof. 


(2) An acyl derivative of cytidine having the formula: 

NHR 4 



R 2 0 OR 3 

wherein Rl, R2, R3 and R4 are the same or different and each is hydrogen or an acyl radical of 
a metabolite, provided that at least one of said R substituents is not hydrogen, or a - 
pharmaceutically acceptable salt thereof. 

The compounds of the invention useful in treating mitochondrial diseases include: 
(3) An acyl derivative of uridine having the formula: 



R 2 0 OR 3 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 


11 


PCT/US99/19725 


wherein Rl, R2, and R3 are the same, or different, and each is hydrogen or an acyl radical of 

a. an unbranched fatty acid with 2 to 22 carbon atoms, 

b. an amino acid selected from the group consisting ofglycine, the L forms of 
alanine, valine, leucine, isoleucine, tyrosine, proline, hydroxyproline, serine, threonine, cystine, 
cysteine, aspartic acid, glutamic acid, arginine, lysine, histidine, carnitine and ornithine, 

c. a dicaiboxylic acid having 3-22 carbon atoms, 

d. a carboxylic acid selected from one or more of the group consisting of glycolic 
acid, pyruvic acid, lactic acid, enoipyruvic acid, lipoic acid, pantothenic acid, acetoacetic acid, 
p-aminobenzoic acid, betahydroxybutyric acid, orotic acid, and creatine. 

(4) An acyl derivatives of cytidine having the formula: 

NHR 4 



R 2 0. OR 3 


wherein Rl, R2, R3, and R4 are the same, or different, and each is hydrogen or an acyl radical 
of 

a. an unbranched fatty acid with 2 to 22 carbon atoms, 

b. an amino acid selected from the group consisting of glycine, the L forms of 
phenylalanine, alanine, valine, leucine, isoleucine, tyrosine, proline, hydroxyproline, serine, 
threonine, cystine, cysteine, aspartic acid, glutamic acid, arginine, lysine, histidine carnitine and 
ornithine, 

c. a dicarboxylic acid having 3-22 carbon atoms, 


SUBSTITUTE SHEET (RULE26) 


WO 00/1 1952 12 PCT/US99/19725 

d. a carboxylic acid selected from one or more of the group consisting of glycolic 
acid, pynivic acid, lactic acid, enolpymvic acid, lipoic acid, pantothenic acid, acetoacetic acid, 
p-aminobenzoic acid, betahydroxybutyric acid, orotic acid, and creatine. 


(5) An acyl derivative of uridine having the formula: 

0 



wherein at least one of Rl, R2, or R3 is a hydrocarbyloxycarbonyl moiety containing 2-26 
carbon atoms and the remaining R substituents are independently a hydrocarbyloxycarbonyl 
hydrocarbylcarbonyi moiety or H or phosphate, 

(6) An acyl derivative of cytidine having the formula: 


NHR< 



R 2 0 OR3 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 


13 


PCT/US99/19725 


wherein at least one of Rl, R2, R3 or R4 is a hydrocarbyloxycarbonyl moiety containing 2-: 
carbon atoms and the remaining R substituents are independently ahydrocarbyloxycarbonyl 
hydrocarbylcarbonyl moiety or H or phosphate. 

(7) Orotic acid or salts thereof: 


0 



COOH 


H 


Pharmaceutically-acceptable salts of orotic acid include those in which the cationic 
component of the salt is sodium, potassium, a basic amino acid such as arginine or lysine, 
methylglucamine, choline, or any other substantially nontoxic water soluble cation with a 
molecular weight less than about 1 000 daltons. 

8) Alcohol-substituted orotate derivatives: 



COOR, 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 


14 


PCT/US99/19725 


wherein Rl is a radical of an alcohol containing I to 20 carbon atoms joined to orotate via an 
ester linkage. 

Also encompassed by the invention are the pharmaceutically acceptable salts of the 
above-noted compounds. 

Advantageous compounds of the invention are short-chain (2 to 6 carbon atoms) fatty 
acid esters of uridine or cytidine. Particularly advantageous compounds are triacetyluridine or 
triacetylcytidine. Such compounds have better oral bioavailabilty than the parent nucleosides, 
and are rapidly deacetylated following absorption after oral administration. 

Pyruvic acid is useful for treatment of cells with defective mitochondrial function. Cells 
with reduced capability for mitochondrial oxidative phosphorylation must rely on glycolysis for 
generation of ATP. Glycolysis is regulated by the redox state of cells. Specifically, NAD+ is 
required for optimal glucose flux, producing NADH in the process. In order to maximize 
energy production from glycolysis, NADH must be reoxidized to NAD+. Exogenous pyruvate 
can reoxidize NADH, in part via a plasma membrane enzyme, NADH Oxidase, 

Uridine tripyruvate (2\3\5 , -tri-0-pyruvyluridine) provides the benefits of both 
pyrimidines and pyruvate, delivering both with a single chemical entity, and avoiding the load 
of sodium, calcium, or other cations in the corresponding salts of pyruvic acid. 

Inhibitors of uridine phosphorvlase 

An alternative or complementary strategy for treating mitochondrial diseases involves 
inhibition of uridine catabolism with an inhibitor of the enzyme uridine phosphorylase. 

Examples of inhibitors of uridine phosphorylase that are useful for treatment of 
mitochondrial disease include but are not limited to 5-benzyl barbiturate or 5-benzylidene 
barbiturate derivatives including 5-benzyl barbiturate, 5-benzyloxybenzylbarbiturate, 5- 
benzyloxybenzyl--l-[(l-hydroxy-2«ethoxy)methyl]barbiturate, 5-benzyloxybenzylacetyl-l- 
[(l-hydroxy-2-ethoxy)methyl] barbiturate, and 5-methoxybenzylacetyl-acyclobarbiturate, 2,2'- 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 PCT/US99/19725 

15 

anhydro-5-ethyluridine,5-ethyl-2-deoxyuridine and acyclouridine compounds, particularly5- 
benzyl substituted acyclouridine congeners including but notlimited to benzylacyclouridine, 
benzyloxy-benzyl-acyclo-uri(iine,ammomethyI--benzyl-a(7clouridine, 
aminomethyl--benzyloxy-ber^lacyclouridine,h^ 

hydroxyinethyl-benzyloxy-benzyl-acyclouridine. See also WO 89/09603and WO 91/16315, 
hereby incorporated by reference. 

C. Compositions of the Invention 

In one embodiment of the invention, novel pharmaceutical compositions comprise as an 
active agent one or more pyrimidine nucleotide precursors selected from the group consisting 
of uridine, cytidine, orotic acid or its salts or esters, and acyl derivatives of these pyrimidine 
nucleotide precursors, together with a pharmaceutically acceptable carrier. 

The compositions, depending on the intended use and route of administration, are 
manufactured in the form of a liquid, a suspension, sprinkles, microcapsules, a tablet, a capsule, 
a dragee, an injectable solution, or a suppository (see discussion of formulation below). 

In another embodiment of the invention, the composition comprises at least one 
pyrimidine nucleotide precursor and an agent which inhibits the degradation of uridine, such as 
an inhibitor of the enzyme uridine phosphorylase. Examples of inhibitors of uridine 
phosphorylase include but are not limited to 5-benzyl barbiturate or 5-benzylidene barbiturate 
derivatives including 5-benzyl barbiturate, 5-benzyloxybenzyl barbiturate, 5-benzyloxybenzyl- 
H(l-hydroxy-2-etooxy)methyl] barbie 
ethoxy)methyl]barbiturate, and 5-me^^ 

ethyluridine, and acyclouridine compounds, particularly 5-benzyl substituted acyclouridine 
congeners including but not limited to benzylacyclouridine, benzyloxy-benzyl-acyclo-uridine, 
arninomemyl--benzyl-acyclouridine,aminom 

hydroxymethyl--ber^lacyclouridine,andhydroxymethyl-beiizyloxy-benzyl-acyclouridm^ 
Furthermore, it is within the scope of the invention to utilize an inhibitor of uridine 
phosphorylase alone, without coadministration of a pyrimidine nucleotide precursor, for the 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 PCT/US99/19725 

16 

purpose of treating mitochondrial diseases or pathophysiologies associated with mitochondrial 
respiratory chain dysfunction. 

Further embodiments of the invention comprise a pyrimidine nucleotide precursor 
combined with one or more other agents with protective or supportive activity relative to 
mitochondrial structure and function. Such agents, presented with recommended daily doses in 
mitochondrial diseases include, but are not limited to, pyruvate (1 to 10 grams/day), Coenzyme 
Q (1 to 4mg/kg/day), alanine (1-10 grams/day), lipoic acid (1 to lOmg/kg/day), carnitine (10 to 
100 mg/kg/day), riboflavin (20 tolOO mg/day, biotin (1 to 10 mg/day), nicotinamide (20 to 100- 
mg/day), niacin (20 to 100 mg/day), Vitamin C (100 to lOOOmg/day), Vitamin E (200-400 
mg/day), and dichloroacetic acid or its salts. In the case of pyruvate, this active agent can be 
administered as pyruvic acid, pharmaceutically acceptable salts thereof, or pyruvic acid esters 
having an alcohol moiety containing 2 to 10 carbon atoms. 

P. Therapeutic Uses of the Compoun d s and Compositions of the Invention 

Diseases related to mitochondrial respiratory chain dysfunction can be divided into 
several categories based on the origin of mitochondrial defects. 

Congenital mitochondrial diseases are those related to hereditary mutations, deletions, or 
other defects in mitochondrial DNA or in nuclear genes regulating mitochondrial DNA 
integrity, or in nuclear genes encoding proteins that are critical for mitochondrial respiratory 
chain function. 

Acquired mitochondrial defects comprise primarily 1) damage to mitochondrial DNA 
due to oxidative processes or aging; 2)mitochondrial dysfunction due to excessive intracellular 
and intramitochondrial calcium accumulation; 3) inhibition of respiratory chain complexes with 
endogenous or exogenous respiratory chain inhibitors; 4) acute or chronic oxygen deficiency; 
and 5) impaired nuclear-mitochondrial interactions, e.g. impaired shuttling of mitochondria in 
long axons due to microtubule defects, and 6) expression of mitochondrial uncoupling proteins 
in response to lipids, oxidative damage or inflammation. 


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The most fundamental mechanisms involved in acquired mitochondrial defects, and 
which underlie pathogenesis of a variety of forms of organ and tissue dysfunction, include: 

Calcium accumulation: A fundamental mechanism of cell injury, especially in excitable 
tissues, involves excessive calcium entry into cells, as a result of either leakage through the 
plasma membrane or defects in intracellular calcium handling mechanisms. Mitochondria are 
major sites of calcium sequestration, and preferentially utilize energy from the respiratory chain 
for taking up calcium rather than for ATP synthesis, which results in a downward spiral of 
mitochondrial failure, since calcium uptake into mitochondria results in diminished capabilities 
for energy transduction. 

Excitotoxicity: Excessive stimulation of neurons with excitatory amino acids is a common 
mechanism of cell death or injury in the central nervous system. Activation of glutamate 
receptors, especially of the subtype designated NMDA receptors, results in mitochondrial 
dysfunction, in part through elevation of intracellular calcium during excitotoxic stimulation. - 
Conversely, deficits in mitochondrial respiration and oxidative phosphorylation sensitizes cells 
to excitotoxic stimuli, resulting in cell death or injury during exposure to levels of excitotoxic 
neurotransmitters or toxins that would be innocuous to normal cells. 

Nitric oxide exposure: Nitric oxide (~1 micromolar) inhibits cytochrome oxidase (Complex 
IV) and thereby inhibits mitochondrial respiration (Brown GC, Mol. Cell. Biochem.l74:189- 
192, 1997); moreover, prolonged exposure to NO irreversibly reduces Complex I activity. 
Physiological or pathophysiological concentrations of NO thereby inhibit pyrimidine 
biosynthesis. Nitric oxide is implicated in a variety of neurodegenerative disorders including 
inflammatory and autoimmune diseases of the central nervous system, and is involved in 
mediation of excitotoxic and post-hypoxic damage to neurons. 

Hypoxia: Oxygen is the terminal electron acceptor in the respiratory chain. Oxygen deficiency 
impairs electron transport chain activity, resulting in diminished pyrimidine synthesis as well as 
diminished ATP synthesis via oxidative phosphorylation. Human cells proliferate and retain 
viability under virtually anaerobic conditions if provided with uridine and pyruvate (or a - 
similarly effective agent for oxidizing NADH to optimize glycolytic ATP production). 


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Nuclear-mitochondrial interactions: Transcription of mitochondrial DNA encoding 
respiratory chain components requires nuclear factors. In neuronal axons, mitochondria must 
shuttle back and forth to the nucleus in order to maintain respiratory chain activity. If axonal 
transport is impaired by hypoxia or by drugs like taxol which affect microtubule stability, 
mitochondria distant from the nucleus undergo loss of cytochrome oxidase activity. 

Mitochondrial Uncoupling Proteins: Mitochondria are the primary source of free radicals and 
reactive oxygen species, due to spillover from the mitochondrial respiratory chain, especially 
when defects in one or more respiratory chain components impairs orderly transfer of electrons 
from metabolic intermediates to molecular oxygen. To reduce oxidative damage, cells can 
compensate by expressing mitochondrial uncoupling proteins (UCP), of which several have 
been identified. UCP-2 is transcribed in response to oxidative damage, inflammatory cytokines, 
or excess lipid loads, e.g. fatty liver and steatohepatitis. UCP reduce spillover of reactive 
oxygen species from mitochondria by discharging proton gradients across the mitochondrial 
inner membrane, in effect wasting energy produced by metabolism and rendering cells 
vulnerable to energy stress as a trade-off for reduced oxidative injury. 

In the nervous system especially, mitochondrial respiratory chain deficits have two 
generalizable consequences: 1) Delayed or aberrant development of neuronal circuits within the 
nervous system; and 2) accelerated degeneration of neurons and neural circuits, either acutely or 
over a period of years, depending on the severity of the mitochondrial deficits and other- 
precipitating factors. Analogous patterns of impaired development and accelerated 
degeneration pertain to non-neural tissues and systems as well. 

Mitochondrial dysfunction and pyrimidim biosynthesis 

Cells with severely damaged mitochondria (including total deletion of mitochondrial 
DNA, with a consequent shutdown of respiratory chain activity) can survive in culture if 
provided with two agents which compensate for critical mitochondrial functions: uridine and 
pyruvate. Uridine is required in vitro because a limiting enzyme for de novo synthesis of 
uridine nucleotides, dihydro-orotate dehydrogenase (DHODH), is coupled to the mitochondrial 


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respiratory chain, via ubiquinone as a proximal electron acceptor, cytochrome c as an 
intermediate, and oxygen as a terminal electron acceptor (Loffler et al., Mol. Cell. Biochem.- 
174:125-129, 1997). DHODH is required for synthesis of orotate, which is then 
phosphoribosylated and decarboxylated to produce uridine monophosphate (UMP). All other 
pyrimidines in cells are derived from UMP. Cells from patients with mitochondrial disease due 
to defects in mitochondrial DNA require exogenous uridine in order to survive outside of the 
milieu of the body, wherein pyrimidines, derived from other cells or the diet, and transported 
via the circulation, are prima facie sufficient to support their viability (Bourgeron, et al. 
Neuromusc. Disord. 3:605-608, 1993). Significantly, intentional inhibition of DHODH with 
drugs like Brequinar or Leflunomide results in dose-limiting cytotoxic damage to the 
hematopoietic system and gastrointestinal mucosa, in contrast to the predominant involvement 
of postmitotic tissues like the nervous system and muscle in clinical mitochondrial disease. 

Pathophysiological consequences of respiratory chain dysfunction 

Mitochondria are critical for the survival and proper function of almost all types of 
eukaryotic cells. Mitochondria in virtually any cell type can have congenital or acquired defects 
that affect their function. Thus, the clinically significant signs and symptoms of mitochondrial 
defects affecting respiratory chain function are heterogeneous and variable depending on the 
distribution of defective mitochondria among cells and the severity of their deficits, and upon 
physiological demands upon the affected cells. Nondividing tissues with high energy 
requirements, e.g. nervous tissue, skeletal muscle and cardiac muscle are particularly 
susceptible to mitochondrial respiratory chain dysfunction, but any organ system can be 
affected. 

The diseases and symptoms listed below comprise known pathophysiological 
consequences of mitochondrial respiratory chain dysfunction and as such are disorders in which 
the compounds and compositions of the invention have therapeutic utility. 

Disease symptoms secondary to mitochondrial dysfunction are generally attributed to 1) 
spillover of free radicals from the respiratory chain; 2) deficits in ATP synthesis leading to 
cellular energy failure, or 3) apoptosis triggered by release of mitochondrial signals like 


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cytochrome c which initiate or mediate apoptosis cascades. An unexpected feature of the instant 
invention is the observation that pyrimidine nucleotide precursors of the invention have 
therapeutic activity against a large variety of symptoms in patients with mitochondrial disease, 
as shown in the Examples. This constitutes an important paradigm shift in the understanding of 
pathogenesis of diseases involving mitochondrial dysfunction, and in understanding how to 
treat such disorders. 

Treatment of coneenital mitochondrial cvtonathies 
Mitochondrial DNA defects 

A number of clinical syndromes have been linked to mutations or deletions in 
mitochondrial DNA. Mitochondrial DNA is inherited maternally, with virtually all of the 
mitochondria in the body derived from those provided by the oocyte. If there is a mixture of 
defective and normal mitochondria in an oocyte, the distribution and segregation of 
mitochondria is a stochastic process. Thus, mitochondrial diseases are often multisystem 
disorders, and a particular point mutation in mitochondrial DNA, for example, can result in 
dissimilar sets of signs and symptoms in different patients. Conversely, mutations in two 
different genes in mitochondrial DNA can result in similar symptom complexes. 

Nonetheless, some consistent symptom patterns have emerged in conjunction with 
identified mitochondrial DNA defects, and these comprise the classic "mitochondrial diseases", 
some of which are listed immediately below. Nonetheless, an important aspect of the subject 
invention is the recognition that the concept of mitochondrial disease and its treatment with 
compounds and compositions of the invention extends to many other disease conditions which 
are also disclosed herein. 

Some of the classical phenotypes of major mitochondrial diseases associated with 
mutations or deletions of mitochondrial DNA include: 


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MELAS: (Mitochondrial Encephalomyopathy Lactic Acidemia, and Stroke-like episodes. 

MERRF: Myoclonic Epilepsy with "Ragged Red" (muscle) Fibers 

MNGIE: Mitochondrial neurogastrointestinal encephalomyopathy 
NARP: Neurogenic muscle weakness, Ataxia and Retinitis Pigmentosa 

LHON: Leber's Hereditary Optic Neuropathy 

Leigh's Syndrome (Subacute Necrotizing Encephalomyopathy) 

PEO: Progressive External Opthalmoplegia 

Kearns-Sayres Syndrome (PEO, pigmentary retinopathy, ataxia, and heart-block) 

Other common symptoms of mitochondrial diseases which may be present alone or in 
conjunction with these syndromes include cardiomyopathy, muscle weakness and atrophy, 
developmental delays(involving motor, language, cognitive or executive function),ataxia, 
epilepsy, renal tubular acidosis, peripheral neuropathy.optic neuropathy, autonomic neuropathy, 
neurogenic bowel dysfunction, sensorineural deafness, neurogenic bladder dysfunction, dilating 
cardiomyopathy, migraine, hepatic failure, lactic acidemia, and diabetes mellitus. 

In addition, gene products and tRNA encoded by mitochondrial DNA, many proteins 
involved in, or affecting, mitochondrial respiration and oxidative phosphorylation are encoded 
by nuclear DNA. In fact, approximately 3000 proteins, or 20% of all proteins encoded by the 
nuclear genome, are physically incorporated into, or associated with, mitochondria and 
mitochondrial functions or biogenesis, although only about 100 are directly involved as 
structural components of the respiratory chain. Therefore, mitochondrial diseases involve not 
only gene products of mitochondrial DNA, but also nuclear encoded proteins affecting 
respiratory chain function and mitochondrial structure. 


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Metabolic stressors like infections can unmask mitochondrial defects that do not 
necessarily yield symptoms under normal conditions. Neuromuscular or neurological setbacks 
during infection are a hallmark of mitochondrial disease. Conversely, mitochondrial respiratory 
chain dysfunction can render cells vulnerable to stressors that would otherwise be innocuous. 

Diagnosis of congenital mitochondrial disease is challenging, due to the heterogeneity of 
symptoms, even between patients affected with the same molecular defect. Deficits in cell and 
tissue function due to mitochondrial dysfunction can mimic tissue dysfunction caused by 
problems that do not directly involve mitochondrial defects. Several clinically useful and 
practical schemes for diagnosis of mitochondrial diseases are known in the art; they typically 
involve several major criteria (e.g. classical clinical phenotypes like MELAS, NARP or Leigh's 
Syndrome, extreme (>80%) depressions of respiratory chain complex activity in fresh tissue 
samples) with a good degree of certainty in establishing the role of respiratory chain 
dysfunction in disease pathogenesis, and a larger number of minor criteria (e.g. moderate 
biochemical abnormalities characteristic of respiratory chain defects, symptoms characteristic 
of mitochondrial diseases without full presentation of one of the classical phenotypes listed 
above) which individually are less compelling than single major criteria, but which 
cumulatively provide strong evidence for the contribution of respiratory chain deficits to a 
particular patient's clinical presentation, as described in Walker et al. (Eur Neurol, 36:260-7, 
1 996), hereby incorporated by reference. 

As is demonstrated in the Examples, compounds and compositions of the invention are 
useful for treatment of a very broad spectrum of signs and symptoms in mitochondrial diseases 
with different underlying molecular pathologies. Improvements observed in these and 
additional patients include but are not limited to reduction of frequency and severity of seizures, 
migraines, and stroke-like episodes, improvement of weight gain in children with "failure to 
thrive", amelioration of renal tubular acidosis with concurrent reduction in the need for 
supplementary bicarbonate, improvement of muscular strength, improvement of speech 
acquisition, improvement of ataxia, reduction of the frequency and severity of sinus and ear 
infections, improvement of memory, and amelioration of symptoms of autonomic and 
peripheral neuropathy. The improvements observed in a broad variety of symptoms which were 
basically nonresponsive to other forms of metabolic support, e.g. vitamins and cofactors known 


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to be necessary for proper mitochondrial function (which argues against attribution of benefits 
to a placebo effect, as does recurrence of symptoms when pyrimidine support is withdrawn) 
demonstrate a major unexpected insight of the invention, that functional or conditional 
pyrimidine deficiency underlies a wide variety of dominant symptoms in patients with 
mitochondrial diseases and that pyrimidine supplementation is sufficent to improve or 
ameliorate a broad variety of symptoms in such patients. Hitherto, symptoms of mitochondrial 
disease have been attributed to ATP deficiency, reactive oxygen species generated by the 
defective respiratory chain, or to cell death triggered by mitochondrial components of the 
apoptosis cascade. The dose limiting toxicity of inhibitors of de novo pyrimidine synthesis are 
typically due to inhibition of proliferation of rapidly dividing cell types like bone marrow and 
gut mucosal stem cells. Unexpectedly, therapeutic benefits of compounds and methods of the 
invention in patients and experimental animals have been demonstrated in tissues comprising 
nondividing postmitotic cells, e.g. central and peripheral neurons and skeletal and cardiac 
muscle. 

An important feature of the subject invention is the unexpected result that treatment of 
patients with mitochondrial disease caused by a variety of underlying molecular defects results 
in clinical improvement in a diverse assortment of symptoms in vivo in patients (Examples 1-4). 
It is significant and further unexpected that clinical benefit has been observed even in patients 
with normal activity of the two respiratory chain complexes (III and IV) that are directly 
involved in the electron transfers specifically required for pyrimidine biosynthesis. 

Furthermore, it is an unexpected and an important aspect of the invention that higher 
doses of pyrimidine nucleotide precursors of the invention are typically required for optimal 
treatment effects in patients with mitochondrial cytopathies than are required for adequate 
treatment of patients with a virtually complete block in de novo pyrimidine synthesis, e.g. 
homozygotes for Type I orotic aciduria. Optimum doses of a compound of the invention, e.g. 
triacetyluridine (which is efficiently absorbed after oral administration), for treatment of 
congenital mitochondrial disease in children are in the range of 1 to 6 grams per m 2 of body 
surface area (50 to 300 mg/kg, advantageously 100 to 300 mg/kg), whereas total daily de novo 
synthesis of pyrimidines is approximately one gram per day in adults (about 0.5 gram/m 2 ). 


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The broad applicability of the methods of the invention are unexpected and set the 
compounds and compositions of the invention apart from other therapies of mitochondrial 
disease that have been attempted e.g. Coenzyme Q, B vitamins, carnitine, and lipoic acid, 
which generally address very specific reactions and cofactors involved in mitochondrial 
function and which are therefore useful only in isolated cases. However, such metabolic 
interventions with antioxidants and cofactors of respiratory chain complexes are compatible 
with concurrent treatment with compounds and compositions of the invention, and in fact are 
used to their best advantage in combination with compounds and compositions of the invention. 

Treatment of neuromusc ular degenerative disorders 

Friedreich 's Ataxia 

A gene defect underlying Friedreich's Ataxia (FA), the most common hereditary ataxia, 
was recently identified and is designated "frataxin". In FA, after a period of normal - 
development, deficits in coordination develop which progress to paralysis and death, typically 
between the ages of 30 and 40. The tissues affected most severely are the spinal cord, peripheral 
nerves, myocardium, and pancreas. Patients typically lose motor control and are confined to 
wheel chairs, and are commonly afflicted with heart failure and diabetes. 

The genetic basis for FA involves GAA trinucleotide repeats in an intron region of the 
gene encoding frataxin. The presence of these repeats results in reduced transcription and 
expression of the gene. Frataxin is involved in regulation of mitochondrial iron content. When 
cellular frataxin content is subnormal, excess iron accumulates in mitochondria, promoting 
oxidative damage and consequent mitochondrial degeneration and dysfunction. 

When intermediate numbers of GAA repeats are present in the frataxin gene intron, the 
severe clinical phenotype of ataxia may not develop. However, these intermediate-length 
trinucleotide extensions are found in 25 to 30% of patients with non-insulin dependent diabetes 
mellitus, compared to about 5% of the nondiabetic population. 


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Compounds and compositions of the invention are useful for treating patients with 
disorders related to deficiencies or defects in frataxin, including Friedreich's Ataxia, 
myocardial dysfunction, diabetes mellitus and complications of diabetes like peripheral 
neuropathy. Conversely, diagnostic tests for presumed frataxin deficiencies involving PCR 
tests for GAA intron repeats are useful for identifying patients who will benefit from treatment 
with compounds and compositions of the invention. 


Muscular Dystrophy 

Muscular dystrophy refers to a family of diseases involving deterioration of 
neuromuscular structure and function, often resulting in atrophy of skeletal muscle and 
myocardial dysfunction. In the case of Duchenne muscular dystrophy, mutations or deficits in a 
specific protein, dystrophin, are implicated in its etiology. Mice with their dystrophin genes 
inactivated display some characteristics of muscular dystrophy, and have an approximately 50% 
deficit in mitochondrial respiratory chain activity. A final common pathway for neuromuscular 
degeneration in most cases is calcium-mediated impairment of mitochondrial function. 
Compounds and compositions of the invention are useful for reducing the rate of decline in 
muscular functional capacities and for improving muscular functional status in patients with 
muscular dystrophy. 

Multiple sclerosis 

Multiple sclerosis (MS) is a neuromuscular disease characterized by focal inflammatory 
and autoimmune degeneration of cerebral white matter. Periodic exacerbations or attacks are 
significantly correlated with upper respiratory tract and other infections, both bacterial and 
viral, indicating that mitochondrial dysfunction plays a role in MS. Depression of neuronal 
mitochondrial respiratory chain activity caused by Nitric Oxide (produced by astrocytes and 
other cells involved in inflammation) is implicated as a molecular mechanism contributing to 


MS. 


mu 


Compounds and compositions of the invention are useful for treatment of patients with 
ltiple sclerosis, both prophylactically and during episodes of disease exacerbation. 


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Treatment of disorders of neuronal instability 
Treatment of seizure disorders 

Epilepsy is often present in patients with mitochondrial cytopathies, involving a range of 
seizure severity and frequency, e.g. absence, tonic, atonic, myoclonic, and status epilepticus, 
occurring in isolated episodes or many times daily. 

In patients with seizures secondary to mitochondrial dysfunction, compounds and 
methods of the invention are useful for reducing frequency and severity of seizure activity. 

Treatment and prevention of migraine 

Metabolic studies on patients with recurrent migraine headaches indicate that deficits in 
mitochondrial activity are commonly associated with this disorder, manifesting as impaired - 
oxidative phosphorylation and excess lactate production. Such deficits are not necessarily due 
to genetic defects in mitochondrial DNA. Migraineurs are hypersensitive to nitric oxide, an 
endogenous inhibitor of Cytochrome c Oxidase. In addition, patients with mitochondrial 
cytopathies, e.g. MELAS, often have recurrent migraines. 

In patients with recurrent migraine headaches, compounds, compositions, and methods 
of the invention are useful for prevention and treatment, especially in the case of headaches 
refractory to ergot compounds or serotonin receptor antagonists. 

As demonstrated in Example 1, compounds and compositions of the invention are useful 
for treatment of migraines associate with mitochondrial dysfunction. 

Treatment of developmental delay 

Delays in neurological or neuropsychological development are often found in children 
with mitochondrial diseases. Development and remodeling of neural connections requires 
intensive biosynthetic activity, particularly involving synthesis of neuronal membranes and 


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myelin, both of which require pyrimidine nucleotides as cofactors. Uridine nucleotides are 
involved inactivation and transfer of sugars to glycolipids and glycoproteins. Cytidine 
nucleotides are derived from uridine nucleotides, and are crucial for synthesis of major 
membrane phospholipid constituents like phosphatidylcholine, which receives its choline 
moiety from cytidine diphosphocholine. In the case of mitochondrial dysfunction (due to 
either mitochondrial DNA defects or any of the acquired or conditional deficits like exicitoxic 
or nitric oxide-mediated mitochondrial dysfunction described above) or other conditions 
resulting in impaired pyrimidine synthesis, cell proliferation and axonal extension is impaired at 
crucial stages in development of neuronal interconnections and circuits, resulting in delayed or 
arrested development of neuropsychological functions likelanguage, motor, social, executive 
function, and cognitive skills. In autism for example, magnetic resonance spectroscopy 
measurements of cerebral phosphate compounds indicates that there is global undersynthesis of 
membranes and membrane precursors indicated by reduced levels of uridine diphospho-sugars, 
and cytidine nucleotide derivatives involved in membrane synthesis(Minshew et al., Biological 
Psychiatry 33:762-773, 1993). 

Disorders characterized by developmental delay include Rett's Syndrome, pervasive 
developmental delay (or PDD-NOS: "pervasive developmental delay - not otherwise specified" 
to distinguish it from specific subcategories like autism), autism, Asperger's Syndrome, and 
Attention Deficit/Hyperactivity Disorder(ADHD), which is becoming recognized as a delay or 
tag in development of neural circuitry underlying executive functions. 

Compounds and compositions of the invention are useful for treating patients with 
neurodevelopmental delays involving motor, language, executive function, and cognitive skills. 
Current treatments for such conditions, e.g. ADHD, involve amphetamine-like stimulants that 
enhance neurotransmission in some affected underdeveloped circuits, but such agents, which 
may improve control of disruptive behaviors, do not improve cognitive function, as they do not 
address underlying deficits in the structure and interconnectedness of the implicated neural 
circuits. 


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Compounds and compositions of the invention are also useful in the case of other delays 
or arrests of neurological and neuropsychological development in the nervous system and 
somatic development in non-neural tissues like muscle and endocrine glands. 

Treatment of neurodegenerative disorders 

The two most significant severe neurodegenerative diseases associated with aging, 
Alzheimer's Disease (AD) and Parkinson's Disease (TO), both involve mitochondrial 
dysfunction in their pathogenesis. Complex I deficiencies in particular are frequently found not 
only in the nigrostriatal neurons that degenerate in Parkinson's disease, but also in peripheral 
tissues and cells Uke muscle and platelets of Parkinson's Disease patients. 

In Alzheimer's Disease, mitochondrial respiratory chain activity is often depressed, 
especially Complex IV (Cytochrome c Oxidase). Moreover, mitochondrial respiratory 
function altogether is depressed as a consequence of aging, further amplifying the deleterious 
sequelae of additional molecular lesions affecting respiratory chain function. 

Other factors in addition to primary mitochondrial dysfunction underlie 
neurodegeneration in AD, PD, and related disorders. Excitotoxic stimulation and nitric oxide 
are implicated in both diseases, factors which both exacerbate mitochondrial respiratory chain 
deficits and whose deleterious actions are exaggerated on a background of respiratory chain 
dysfunction. 

Huntington's Disease also involves mitochondrial dysfunction in affected brain regions, 
with cooperative interactions of excitotoxic stimulation and mitochondrial dysfunction 
contributing to neuronal degeneration. In example 8, a compound of the invention, 
triacetyluridine, prevents neuronal cell death in a murine model of Huntington's disease. 

Compounds and compositions of the invention are useful for treating and attenuating 
progression of age-related neurodegenerative disease including AD and PD. 


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Amyotrophic lateral sclerosis 

One of the major genetic defects in patients with Amyotrophic Lateral Sclerosis (ALS; 
Lou Gehrig's Disease; progressive degeneration of motor neurons, skeletal muscle atrophy, 
inevitably leading to paralysis and death) is mutation or deficiency in Copper-Zinc Superoxide 
Dismutase (SOD1), an antioxidant enzyme. Mitochondria both produce and are primary targets 
for reactive oxygen species. Inefficient transfer of electrons to oxygen in mitochondria is the 
most significant physiological source of free radicals in mammalian systems. Deficiencies m 
antioxidants or antioxidant enzymes can result in or exacerbate mitochondrial degeneration. 
Mice transgenic for mutated SOD1 develop symptoms and pathology similar to those inhuman 
ALS. The development of the disease in these animals has been shown to involve oxidative 
destruction of mitochondriafollowed by functional decline of motor neurons and onset of - 
clinical symptoms (Kong and Xu, J. Neurosci. 18:3241-3250, 1998). Skeletal muscle from ALS 
patients has low mitochondrial Complex I activity (Wiedemann et al., J. Neurol. Sci 156:65-72, 
1998). 

Compounds, compositions, and methods of the invention are useful for treatment of 
ALS, for reversing or slowing the progression of clinical symptoms. 

Protection against ischemia and hypoxia 

Oxygen deficiency results in both direct inhibition of mitochondrial respiratory chain 
activity by depriving cells of a terminal electron acceptor for Cytochrome c reoxidation at 
Complex W, and indirectly, especially in the nervous system, via secondary post-anoxic 
excitotoxicity and nitric oxide formation. 

In conditions like cerebral anoxia, angina or sickle cell anemia crises, tissues are 
relatively hypoxic. In such cases, compounds of the invention provide protection of affected 
tissues from deleterious effects of hypoxia, attenuate secondary delayed cell death, and 
accelerate recovery from hypoxic tissue stress and injury. 


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Compounds and compositions of the invention are useful for preventing delayed cell 
death (apoptosis in regions like the hippocampus or cortex occurring about 2 to 5 days after an 
episode of cerebral ischemia) after ischemic or hypoxic insult to the brain. 

Renal tubular acidosis 

Acidosis due to renal dysfunction is often observed inpatients with mitochondrial 
disease, whether the underlying respiratory chain dysfunction is congenital or induced by - 
ischemia or cytotoxic agents like cisplatin. Renal tubular acidosis often requires administration 
of exogenous sodium bicarbonate to maintain blood and tissue pH. 

In Example 3, administration of a compound of the invention caused an immediate 
reversal of renal tubular acidosis in a patient with a severe Complex I deficiency. Compounds 
and compositions of the invention are useful for treating renal tubular acidosis and other forms 
of renal dysfunction caused by mitochondrial respiratory chain deficits. 

Age-related neurodegeneration and cognitive decline 

During normal aging, there is a progressive decline in mitochondrial respiratory chain 
function. Beginning about age 40, there is an exponential rise in accumulation of mitochondrial 
DNA defects in humans, and a concurrent decline in nuclear-regulated elements of 
mitochondrial respiratory activity. 

de Grey (Bioessays, 19:161-167, 1998) discussed mechanisms underlying the 
observation that many mitochondrial DNA lesions have a selection advantage during 
mitochondrial turnover, especially in postmitotic cells. The proposed mechanism is that 
mitochondria with a defective respiratory chain produce less oxidative damage to themselves 
than do mitochondria with intact functional respiratory chains (mitochondrial respiration is the 
primary source of free radicals in the body). Therefore, normally-functioning mitochondria 
accumulate oxidative damage to membrane lipids more rapidly than do defective mitochondria, 
and are therefore "tagged" for degradation by lysosomes. Since mitochondria within cells have 
a half life of about 10 days, a selection advantage can result in rapid replacement of functional - 


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mitochondria with those with diminished respiratory activity, especially in slowly dividing 
cells. The net result is that once a mutation in a gene for a mitochondrial protein that reduces 
oxidative damage to mitochondria occurs, such defective mitochondria will rapidly populate the 
cell, diminishing or eliminating its respiratory capabilities. The accumulation of such cells 
results in aging or degenerative disease at the organismal level. This is consistent with the 
progressive mosaic appearance of cells with defective electron transport activity in muscle, with 
cells almost devoid of Cytochrome c Oxidase (COX) activity interspersed randomly amidst 
cells with normal activity, and a higher incidence of COX-negative cells in biopsies from older 
subjects. The organism, during aging, or in a variety of mitochondrial diseases, is thus faced 
with a situation in which irreplaceable postmitotic cells (e.g. neurons, skeletal and cardiac 
muscle) must be preserved and their function maintained to a significant degree, in the face of 
an inexorable progressive decline in mitochondrial respiratory chain function. Neurons with 
dysfunctional mitochondria become progressively more sensitive to insults like excitotoxic 
injury. Mitochondrial failure contributes to most degenerative diseases (especially 
neurodegeneration) that accompany aging. 

Congenital mitochondrial diseases often involve early-onset neurodegeneration similar 
in fundamental mechanism to disorders that occur during aging of people born with normal 
mitochondria. The demonstration disclosed in the Examples that compounds and compositions 
of the invention are useful in treatment of congenital or early-onset mitochondrial disease 
provides direct support for the utility of compounds and compositions of the invention for 
treatment of age-related tissue degeneration. 

Compounds and compositions of the invention are useful for treating or attenuating 
cognitive decline and other degenerative consequences of aging. 

Mitochondria and cancer chemotherapy 

Mitochondrial DNA is typically more vulnerable to damage than is nuclear DNA for 
several reasons: 


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1 . Mitochondrial DNA has a less sophisticated repair system than does nuclear DNA. 

2. Virtually all of the mitochondrial DNA strands encode important proteins, so that any defect 
will potentially affect mitochondrial function. Nuclear DNA contains long regions that do 
not encode proteins, wherein mutations or damage are essentially inconsequential. 

3 . Defective mitochondria often have a selection advantage over normal, active ones during 
proliferation and turnover. 

4. Mitochondrial DNA is not protected by histones 

Empirically, mitochondrial DNA damage is more extensive and persists longer than nuclear 
DNA damage in cells subjected to oxidative stress or cancer chemotherapy agents like cisplatin 
due to both greater vulnerability and less efficient repair of mitochondrial DNA. Although 
mitochondrial DNA may be more sensitive to damage than nuclear DNA, it is relatively 
resistant,in some situations, to mutagenesis by chemical carcinogens. This is because 
mitochondria respond to some types of mitochondrial DNA damage by destroying their 
defective genomes rather than attempting to repair them. This results in global mitochondrial 
dysfunction for a period after cytotoxic chemotherapy. Clinical use of chemotherapy agents 
like cisplatin, mitomycin, and Cytoxan is often accompanied by debilitating "chemotherapy 
fatigue", prolonged periods of weakness and exercise intolerance which may persist even after 
recovery from hematologic and gastrointestinal toxicities of such agents. 

Compounds, compositions, and methods of the invention are useful for treatment and 
prevention of side effects of cancer chemotherapy related to mitochondrial dysfunction. This 
use of pyrimidine nucleotide precursors for attenuation of cancer chemotherapy side effects is 
mechanistically and biochemically distinct from toxicity reduction of cytotoxic anticancer - 
pyrimidine analogs by pyrimidine nucleotide precursors, which is mediated though 
biochemical competition at the level of nucleotide antimetabolites. 

Example 5 illustrates the protective effect of oral triacetyluridine in protecting against 
taxol-induced neuropathy. 


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Furthermore, hepatic mitochondrial redox state is one contributor to appetite regulation. 
Cancer patients often display "early satiety", contributing to anorexia, weight loss, and 
cachexia. Energy metabolism is often seriously disrupted in cancer patients, with energy- 
wasting futile cycles of hyperactive tumor glycolysis producing circulating lactate, which is 
converted by the liver back to glucose. Chemotherapy-induced mitochondrial injury further 
contributes to metabolic disruption. 

As indicated in Example 2, treatment with a compound of the invention resulted in 
improved appetite in a patient with mitochondrial disease. 

Mitochondria and ovarian function 

A crucial function of the ovary is to maintain integrity of the mitochondrial genome in 
oocytes, since mitochondria passed onto a fetus are all derived from those present in oocytes at 
the time of conception. Deletions in mitochondrial DNA become detectable around the age of 
menopause, and are also associated with abnormal menstrual cycles. Since cells cannot 
directly detect and respond to defects in mitochondrial DNA, but can only detect secondary 
effects that affect the cytoplasm, like impaired respiration, redox status, or deficits in 
pyrimidine synthesis, such products of mitochondrial function participate as a signal for oocyte 
selection and follicular atresia, ultimately triggering menopause when maintenance of 
mitochondrial genomic fidelity and functional activity can no longer be guaranteed. This is 
analogous to apoptosis in cells with DNA damage, which undergo an active process of cellular 
suicide when genomic fidelity can no longer be achieved by repair processes. Women with 
mitochondrial cytopathies affecting the gonads often undergo premature menopause or display 
primary cycling abnormalities. Cytotoxic cancer chemotherapy often induces premature 
menopause, with a consequent increased risk of osteoporosis. Chemotherapy-induced 
amenorrhea is generally due to primary ovarian failure. The incidence of chemotherapy- 
induced amenorrhea increases as a function of age in premenopausal women receiving 
chemotherapy, pointing toward mitochondrial involvement. Inhibitors of mitochondrial 
respiration or protein synthesis inhibit hormone-induced ovulation, and furthermore inhibit 
production of ovarian steroid hormones in response to pituitary gonadotropins. Women with 


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Downs syndrome typically undergo menopause prematurely, and also are subject to early onset 
of Alzheimer-like dementia. Low activity of cytochrome oxidase is consistently found in 
tissues of Downs patients and in late-onset Alzheimer's Disease. 

Appropriate support of mitochondrial function or compensation for mitochondrial 
dysfunction therefore is useful for protecting against age-related or chemotherapy-induced 
menopause or irregularities of menstrual cycling or ovulation. Compounds and compositions of 
the invention, including also antioxidants and mitochondrial cofactors, are useful for treating 
and preventing amenorrhea, irregular ovulation, menopause, or secondary consequences of 
menopause. 

In Example 1, treatment with acompound of the invention resulted in shortening of the 
menstrual cycle. Since the patient was in a persistent luteal phase, her response indicates that 
the administered pyrimidine nucleotide precursor reversed hyporesponsiveness to pituitary 
gonadotropins, which were presumably elevated to compensate for the ovarian 
hyporesponsiveness of mitochondrial origin. 

Diagnosis of mitochondrial disease 

The striking response of patients with mitochondrial disease to administration of 
compounds of the invention indicates that a clinical response to a pyrimidine nucleotide 
precursor administered according to the methods of the subject invention has diagnostic utility 
to detect possible mitochondrial disease. Molecular diagnosis of molecular lesions underlying 
mitochondrial dysfunction is difficult and costly, especially when the defect is not one of the 
more common mutations or deletions of mitochondrial DNA. Definitive diagnosis of 
mitochondrial disease often requires muscle biopsies, but even this invasive measure only 
works if mitochondrial defects are present in muscle. Since the compounds and compositions 
of the invention are safe when administered in accord with the methods of the subject invention, 
therapeutic challenge with a pyrimidine nucleotide precursor is an important diagnostic probe 
for suspected mitochondrial disease, especially when used in conjunction with tests for various 
other aspects of mitochondrial dysfunction. 


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For diagnosis of congenital mitochondrial cytopathy, daily doses of 50 to 300 mg/kg of 
a pyrimidine nucleotide precursor of the invention are administered to a patient for a period of 
one to twelve weeks and clinical signs and symptoms are monitored for changes. Improvements 
observed in the patients described in the Examples and additional patients include but are not 
limited to reduction of frequency and severity of seizures, migraines, and stroke-like episodes, 
improvement of weight gain in children with "failure to thrive", amelioration of renal tubular 
acidosis with concurrent reduction in the need for supplementary bicarbonate, improvement of 
muscular strength, improvement of speech acquisition, improvement of ataxia, improvement of 
hypotonia, reduction of the frequency and severity of sinus and ear infections, improvement of 
memory, and amelioration of symptoms of autonomic and peripheral neuropathy. In one 
embodiment of the invention, other tests of mitochondrial function are also used to provide 
evidence for diagnosis of mitochondrial disease. Diagnosis typically requires cumulative 
consideration of a number of corroborative tests with differing degrees of reliability, as 
described in Walker et al, (Eur Neurol., 36:260-7, 1996). Therapeutic responsiveness to a 
pyrimidine nucleotide precursor of the invention is primarily useful as an additional minor 
criterion in this diagnostic scheme, since it is possible that therapeutic benefits may occur after 
aclministration of pyrimidine nucleotide precursors that are not mediated solely by 
compensation for respiratory chain deficits. Since the nature and severity of symptoms of 
mitochondrial diseases are heterogeneous and variable between patients, efficacy of exogenous 
pyrimidine nucleotide precursors is typically assessed by selecting dominant symptoms in a 
patient and monitoring their severity with as quantitative a scale as is feasible during a course of 
therapy. If a possible placebo effect is suspected, blinded switching of the patient from drug to 
an appropriate placebo is optionally used in an individual patient. Assessment of clinical 
benefit can require considerable skill and experience, but such skill is in the province of 
practitioners of the art of treating patients with multisystem metabolic diseases, and as such 
does not constitute undue experimentation, in view of the severity of this class of diseases. The 
examples cited below of clinical treatment of patients with mitochondrial diseases with 
triacetyluridine, a compound of the invention, exemplify the feasibility of determining clinical 
benefit in individual patients. 


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E. Administration and Formulation of Compounds and Compositions of the Invention 

In the case of all of the specific therapeutic targets for pyrimidine nucleotide precursor 
therapy of mitochondrial disease, compounds of the invention are typically administered one to 
three times per day. Acyl derivatives of uridine and cytidine are administered orally in doses of 
10 to 500 mg/kg of body weight per day, with variations within this range depending on the 
amount required for optimal clinical benefit. Generally, optimum doses are between 50 and 300 
mg/kg/day (advantageously 100 to 300 mg/kg/day), divided into two or three separate doses 
taken 6 to 12 hours apart. Uridine and cytidine are less efficiently absorbed than are acyl 
derivatives of these two nucleosides, so that higher doses are required for therapeutic benefit 
comparable to that achieved with acyl derivatives. Osmotic diarrhea limits the amount of 
uridine or cytidine (or other derivatives like cytidine diphosphocholine) that can be 
administered to a patient, so that in most cases acyl derivatives of cytidine and uridine are more 
effective than the parent compounds, with fewer side effects. Doses of cytidine and uridine 
used to accomplish the purposes of the invention range from 50 to 1000 mg/kg/day, 
advantageously 100 to 1000 mg/kg/day, depending on the balance beween therapeutic efficacy 
and tolerability. Orotate or alcohol esters of orotate are administered orally in doses ranging 
from 20 to 200 mg/kg/day, again depending on the amount needed to achieve an optimal 
therapeutic effect in a particular disease state involving mitochondrial respiratory chain 
dysfunction. The dose of pyrimidine nucleotide precursor of the invention required for a 
particular disease or patient will also depend in part on the severity of the disease. 

In any individual patient with a disease characterized or caused by mitochondrial 
dysfunction, an effective dose of a pyrimidine nucleotide precursor of the invention is typically 
determined empirically. In congenital mitochondrial diseases, also known as mitochondrial 
cytopathies or mitochondrial encephalomyopathies, the clinical presentation of signs and 
symptoms is generally heterogeneous and variable between patients. Clinical benefit following 
administration of a compound of the invention is determined by monitoring a set of symptoms 
and assessing their severity over time, e.g. at monthly intervals. Three to five dominant 
symptoms are selected for this purpose, and the degree of amelioration judged to constitute 
clinical benefit is often a matter of clinical judgment. In treatment of patients with complex 
metabolic disorders, such assessment does not constitute undue burden of experimentation, 


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especially given the severity (often life threatening) of mitochondrial cytopathies and the costly 
nature of their care. Compensation for mitochondrial or other metabolic defects as early as 
possible in the patients life can make a very large difference versus intervention after 
development of the brain and body achieves stasis after puberty. It is therefore worthwhile for 
considerable effort to be expended on diagnosis and treatment of complex metabolic diseases, 
especially in developing children. The examples cited below of clinical improvement following 
administration of a compound of the invention to patients with mitochondrial diseases 
demonstrate the feasibility and value of such treatment and assessment. 

In the case of most diseases with less heterogeneity in clinical presentation than 
mitochondrial disease, there exist in the art appropriate validated assessment scales for 
determining efficacy of drug treatments. Prior to conducting clinical studies to determine the 
doses of pyrimidine nucleotide precursors of the invention for treatment of the disease 
conditions disclosed in the instant specification, appropriate doses for individual patients are 
determined by evaluating clinical response (including brain MRI images and other indices, e.g. 
biochemical measurements, that may not necessarily be clinically apparent simply by 
observation of the patient's symptoms) according to quantitative disease assessment scales. In 
all cases, the dominant symptoms of a particular disease state are monitored over time to 
determine whether an improvement of signs and symptoms or attenuation of clinical decline 
occurs, as is common in the art of medicine. Prior to dose determination in blinded clinical 
studies, the response of a given patient to a pyrimidine nucleotide precursor of the invention is 
be differentiated from a possible placebo effect simply by blinded switchover from drug to 
placebo for a period of several weeks. 

In the case of patients unable to receive oral medications, compounds of the invention, 
especially uridine, cytidine, and orotate esters can be administered, as required, by prolonged 
intravenous infusion, delivering daily doses of 10 to 500 mg/kg/day. 

The pharmacologically active compounds optionally are combined with suitable 
pharmaceutically acceptable carriers comprising excipients and auxiliaries which facilitate 
processing of the active compounds. These are administered as tablets, suspensions, solutions, 
dragees, capsules, or suppositories. The compositions are administered for example orally, 


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rectally, vaginally, or released through the buccal pouch of the mouth, and may be applied in 
solution form by injection, orally or by topical administration. The compositions may contain 
from aboutO.l to 99 percent, preferably from about 50 to 90 percent of the active compound(s), 
together with the excipient(s). 

For parenteral administration by injection or intravenous infusion, the active compounds 
are suspended or dissolved in aqueous medium such as sterile water or saline solution. - 
Injectable solutions or suspensions optionally contain a surfactant agent such as 
polyoxyethylenesorbitan esters, sorbitan esters, polyoxyethylene ethers, or solubilizing agents 
like propylene glycol or ethanol. The solution typically containsO.Ol to 5% of the active 
compounds. 

Suitable exctpients include fillers such as sugars, for example lactose, sucrose, mannitol 
or sorbitol, cellulose preparations and/or calcium phosphates, for example tricalcium phosphate 
or calcium hydrogen phosphate, as well as binders such as starch paste, using, for example, 
maize starch, wheat starch, rice starch or potato starch, gelatin, tragacanth, methyl cellulose, 
hydroxypropylmethyl cellulose, sodium carboxymethyl cellulose and/or polyvinyl pyrrolidone. 

Auxiliaries include flow-regulating agents and lubricants, for example, silica, talc, 
stearic acid or salts thereof, such as magnesium stearate or calcium stearate and/or 
polyethylene glycol. Dragee cores are provided with suitable coatings which, if desired, are 
resistant to gastric juices. For this purpose, concentrated sugar solutions are used, which 
optionally contain gum arabic, talc, polyvinyl pyrrolidone, polyethylene glycol and/or titanium 
dioxide, lacquer solutions and suitable organic solvents or solvent mixtures. In order to produce 
coatings resistant to gastric juices, solutions of suitable cellulose preparations such as acetyl 
cellulose phthalate or hydroxypropylmethyl cellulose phthalate are used. Dyestuffs or pigments 
are optionally added to the tablets or dragee coatings, for example, for identification or in order 
to characterize different compound doses. 

The pharmaceutical preparations of the present invention are manufactured in a manner 
which is itself known, for example, by means of conventional mixing, granulating, dragee- 
making, dissolving, or lyophilizing processes. Thus, pharmaceutical preparations for oral use 


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are obtained by combining the active compound(s) with solid excipients, option-ally grinding 
the resulting mixture and processing the mixture of granules, after adding suitable auxiliaries, if 
desired or necessary, to obtain tablets or dragee cores. 

Other pharmaceutical preparations which are useful for oral delivery include push-fit 
capsules made of gelatin, as well as soft-sealed capsules made of gelatin and a plasticizer such 
as glycerol ot sorbitol. The push-fit capsules contain the active compound(s) in the form of 
granules which optionally are mixed with fillers such as lactose, binders such as starches and/or 
lubricants such as talc or magnesium stearate, and, optionally stabilizers. In soft capsules, the 
active compounds are preferably dissolved or suspended in suitable liquids such as tatty oils, 
liquid paraffin, or polyethylene glycols. In addition, stabilizers optionally are added. 

Pharmaceutical preparations which are used rectally include, for example, suppositories 
which consist of a combination of active compounds with a suppository base. Suitable 
suppository bases are, for example, natural or synthetic triglycerides, paraffin hydrocarbons, 
polyethylene glycols or higher alkanols. In addition, gelatin rectal capsules which consist of a - 
combination of the active compounds with a base are useful. Base materials include, for 
example, liquid triglycerides, polyethylene glycols, or paraffin hydrocarbons. In another - 
embodiment of the invention, an enema formulation is used, which optionally contains 
viscosity-increasing excipients like methylcellulose, hydroxypropylmethylcellulose, 
carboxymethycellulose, carbopol, glycerine polyacrylates, or other hydrogels. 

Suitable formulations for parenteral administration include aqueous solutions of the 
active compounds in water soluble form, for example, water soluble salts. 

In addition, suspensions of the active compounds as appropriate in oily injection 
suspensions are administered. Suitable lipophilic solvents or vehicles include fatty oils, for - 
example, sesame oil, or synthetic fatty acid esters, for example, ethyl oleate or triglycerides. 
Aqueous injection suspensions optionally include sub-stances which increase the viscosity of 
thesuspension which include, for example, sodium carboxymethyl cellulose, sorbitol and/or 
dextran. The suspension optionally contains stabilizers. 


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F. Synthesis of the Compounds of the Invention 

Acyl derivatives of cytidine and uridine are synthesized typically by acylation methods 
involving reaction of acid chlorides or acid anhydrides with cytidine or uridine. 

The synthesis of 2',3 , ,5'-tri-0-pyruvyluridine is shown in Example 6. 


* * * 


The following examples are illustrative, but not limiting of the methods and compositions of 
the present invention. Other suitable modifications and adaptations of a variety of conditions 
and parameters normally encountered in clinical therapy which are obvious to those skilled in 
the art are within the spirit and scope of this invention. 

Examples 

Kxamnle 1 : Treatment of a multisystem m i tnr.hnndrial disorder with triacetyluridin , e 

A 29 year old woman with a partial Complex I deficiency, and whose son was 
diagnosed with mitochondrial disease leading to stroke-like episodes, ataxia, and 
encephalopathy, presented with a multisystem mitochondrial disorder. Signs and symptoms 
included hemiplegic/aphasic migraines, grand-mal seizures, neurogenic bowel and bladder 
dysfunction, requiring catheterization approximately four times per day, dysphagia, autonomic 
and peripheral polyneuropathy producing painful paresthesias, tachycardia/bradycardia 
syndrome, and poor functional capacity with inability to climb a flight of stairs without stopping 
to rest, and declining cognitive performance with episodes of clouded sensorium and poor 
memory lasting hours to days. 

After beginning treatment with 0.05 mg/kg/day of oral triacetyluridine, and for a 
duration of at least 6 months, this patient has not had seizures or migraines; her paresthesias 
related to peripheral neuropathy have resolved. She is able to void spontaneously on most days, 
requiring catheterization only once or twice per week. After 6 weeks of treatment with 


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triacetyluridine, this patient was able to walk a full mile, which she has been unable to do for 
the past two years because of inadequate functional capacity. Her episodes of bradycardia 
during sleep and tachycardia during exertion have reduced infrequency; prior to treatment, 
tachycardia with a heart rate greater than 140 bpm occurred upon simple rise to stand, and after 
6 weeks of triacetyluridine, tachycardia occurred only on hills and stairs. Her sensorium has 
cleared and memory deficits have improved markedly. 

During treatment, this patients' menstrual cycles shortened from 4 weeks to two weeks, 
and she displayed a persistent luteal phase as evaluated by estradiol, progesterone, FSH and LH 
measurements. After several months, her cycle normalized to 4 weeks. 

This patient demonstrates important features of the subject invention, in that 1) the 
compound of the invention caused improvements in virtually all features of a complex 
multisystem disease related to mitochondrial dysfunction in a variety of tissues, and that 2) 
compounds of the invention are unexpectedly useful for treating disease conditions related to a 
partial Complex I deficiency, which affects a portion of the mitochondrial respiratory chain that 
is outside of the sequence of electron transfers directly involved in de novo pyrimidine 
biosynthesis. 

The transient shortening of this patient's menstrual cycle is interpreted as an 
improvement of ovarian function caused bytriacetyl uridine in the face of excessive hormonal 
stimulation by which the neuroendocrine system was attempting to compensate for ovarian 
dysfunction. Feedback between the ovaries and the hypothalamus led to gradual normalization 
of cycle time. 

Example 2: Treatment of refracto ry epilepsy 

An 1 1 year old boy had refractory epilepsy since age 4.5, apparently due to a multiple 
mitochondrial DNA deletion syndrome. In December 1997, his condition deteriorated, 
including two admissions to an intensive care unit for crescendo epilepsy. Even with aggressive 
regimens of standard anticonvulsive therapy.this patient was having 8 to 10 grand-mal seizures 


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per night, leaving him unable to attend school regularly or participate in sports activities. He 
also developed upper lip automaticity. 

In the first three days after beginning treatment with oral triacetyluridine (initially at a 
dose of 0.05 g/kg/day, and incrementally increased to 0.1 and then 0.24 g/kg/day ovct the 
course of several weeks), there were no seizures, and involuntary lip movements ceased. There 
has subsequently been some recurrence of seizures especially during episodes of infection, 
though at a much lower frequency than prior to treatment with triacetyluridine. This patient has 
been able to return to school and resume active participation in sports. His appetite, cognitive 
function, and fine motor coordination have improved during therapy, resulting in improved 
academic performance and in outstanding performance in sports activities like baseball. 

Example 3: Treatment o f renal tubular acidosis 

A 2 year-old girl, with Leigh's Syndrome (subacute necrotizing encephalopathy) 
associated with severe Complex I deficiency, displayed renal tubular acidosis requiring 
intravenous administration of 25 mEq per day of sodium bicarbonate. Within several hours 
after beginning intragastric treatment with triacetyluridine at 0. 1 g/mg/day, her renal tubular 
acidosis resolved and supplementary bicarbonate was no longer required to normalize blood pH. 
Triacetyluridine also resulted in rapid normalization of elevated circulating amino acid 
concentrations, and maintained lactic acid at low levels after withdrawal of dichloroacetate 
treatment, which was previously required to prevent lactic acidosis. 

Example 4; Treatment of developmental delay 

A 4.5 year-old girl with epilepsy, ataxia, language delay, and fat intolerance, and 
dicarboxylic aciduria was treated with triacetyluridine at a daily dose of 0. 1 to 0.3 g/kg/day. 
Such treatment resulted in a 50% decline in seizure frequency, improvement of ataxia and 
motor coordination, restoration of dietary fat tolerance, and rapidly accelerated development of 
expressive language capabilities. 


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Ryan-role 5: Prevention of taxol-induce d neuropathy 

Peripheral neuropathy is a frequent, and often dose-lirniting, side effect of important 
anticancer agents like cisplatin and taxol. In the case of taxol, sensory neuropathy occurs 
several days after administration. Taxol's mechanism of action involves stabilization of 
microtubules, which is useful for treating cancers, but is deleterious to peripheral neurons. - 
Microtubule stabilization impairs axonal transport of cellular components. Mitochondria shuttle 
between the cell body and terminals of neurons, so that the expression of mitochondrial - 
respiratory chain components can be regulated by nuclear transcription factors. During 
inhibition of mitochondrial shuttling, mitochondria distant from the nucleus undergo decline in 
expression of respiratory chain subunits encoded by the mitochondrial genome, due to 
inadequate exposure to mtDNA transcription factors, resulting in regional neuronal energy 
failure and other consequences of mitochondrial dysfunction. 

Two groups of 10 mice each were treated with taxol, 21.6mg/kg/day for 6 consecutive 
days by intraperitoneal injection. An additional group of 10 mice received injections of vehicle 
alone. One of the groups of taxol-treated mice received oral triacetyluridine, 4000 mg/kg b.i.d. 
Nine days after the initiation of taxol treatments, nociceptive sensory deficits weretested by 
determining tail-flick latency after exposure of the tip of the tail to focused thermal radiation 
with an infrared heat lamp. In this system, delays in the tail-flick response to radiant heat 
correlate with sensory nerve deficits. 

Group: Tail flick latenc y 

Control (no taxol) 10.8 ± 0.5 seconds 

Taxo l 16.0 ± 3.1 seconds 

Taxol + triacetyluridine H-9± 0.7 seconds 

Taxol treatment impaired responses to painful stimuli as an index of toxic sensory 
neuropathy. Oral triacetyluridine treatment significantly attenuated taxol-induced alterations in 
tail-flick latency. 


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Rxamnle 6: Sy ndesis of Uridine Pyruvate 

A. The preparation of pyruvyl chloride was accomplished by the reaction of alpha, alpha- 
dichloromethyl methyl ether and pyruvic acid using the procedure of Ottenheum and Man 
(Synthesis, 1975,p. 163). 

B. Uridine (3.0 g, 12 mmol) was dried by toluene azeotrope undervacuum (3x), and then 
dissolved in DMF (20 mL) and pyridine (20mL). The resultant solution was cooled to -10 
degrees C and 6.0mL of pyruvyl chloride (produced in step A above) was added dropwise. The 
reaction mixture was stirred at room temperature under argon for 24 hours. Analysis by TLC 
(5% MeOH/CH2C12) showed the consumption of uridine. The reaction mixture was evaporated 
to dryness and partitioned between CH2C12 and aqueous sodium bicarbonate. The organic layer 
was washed with water, aqueous HC1 (pH 3.0), and water, dried over sodium sulfate; - 
concentrated; and purified using flash chromatography (silicagel, 5% MeOH/CH2C12) to yield 
1.4 g of uridine pyruvate, or 2\3\5'-tri-0-pyruvyluridine. 


F.y a ™n1e 7: Th^entic effect o f ™l triar.etvluridine. in the MPTP model of Parkinson's 
disease CPD\ and mitochondrial dy sfunction 

The neurotoxin l-methyM-phenyl-l^.S^-tetrahydropyridine (MPTP) is a complex I 
(NADH dehydrogenase) mitochondrial respiratory chain inhibitor that is used to induce 
dopaminergic cell loss (Varastet et al, Neuroscience, 63: 47-56,1994). This toxin is currently 
widely used as an animal model for PD (Bezard et al., Exp Neurol, 148: 288-92, 1997). 

Male C57/BL6 mice that were 6-9 months old weighing 30-40g from Taconic Farms 
were used in the MPTP studies (n=7/group). MPTP (30 mg/kg i.p.) was given b.i.d. for 1.5 
days. TAU was administered b.i.d. 4g/kg p.o. in 0.75% hydroxypropyl-methylcellulose vehicle 
at 200 mg TAU /mL solution, 2 hours prior to toxin administration and until the day before 
sacrifice. 


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Eight days after stopping injection of MPTP, the mice were sacrificed by C0 2 and the 
striata from both sides were dissected out on cold surface. The striatum was frozen on dry ice. 
The dopaminergic neuronal survival was assessed by striatal dopamine (DA) content. The 
dopamine content was assayed by a radioenzymatic method under GLP conditions, but DA can 
also be measured using high pressure liquid chromatography with electrochemical detection as 
previously described (Friedemann & Gerhardt, Neurobiol Aging, 13: 325-32, 1992). There was 
a decreased mortality in the MPTP treated mice due to TAU treatment. The mortality in the 
control + MPTP mice was 71.4% compared to 28.6% in the TAU + MPTP treatment group. 
There was also a neuroprotective effect of PN401 treatment on the decrease in DA content due 
to MPTP. 

Effect of TAU on MPTP-induced decrease in striatal DA content 

Treatment Striatal DA* 


Control + Control 147 ± 13.0 

TAU + Control 93. 8± 10.7 

Control + MPTP 9.2 ± 2.2 

TAU + MPTP 37.9 + 7.4 

* Data are represented as ng DA/mg protein (mean ± SEM). 

A second study using MPTP (25 mg/kg i.p. b.i.d. for 2 days) was performed. Male 
C57/BL6 mice that were 6-9 months old weighing 30-40g from Taconic Farms were used in the 
MPTP studies (n=6/group). MPTP (30 mg/kg i.p.) was given b.i.d. for 2 days. TAU was 
administered b.i.d. 4g/kg bw p.o. in 0.75% hydroxypropyl-methylcellulose vehicle at 200 mg 
TAU /mL solution 2 hours prior to toxin administration and until the day before sacrifice. TAU 
or vehicle was given orally (dose of TAU = 4g/kg bw b.i.d.) starting the day before MPTP 
administration and ending on day 8. Mice were sacrificed on day 9. This study also 
demonstrated that TAU showed protective effects on dopaminergic neurons as indicated by an 
attenuated decrease in striatal DA loss due to MPTP. 


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Effect of TAU on MPTP-induced decrease in striatal DA content 


Treatment 


Striatal DA* 


Control + Control 


71.0 ±10.6 


TAU + Control 


52.0 ± 3.0 


Control + MPTP 


15.9 ±2.2 


TAU + MPTP 


26.7 ± 0.9 


* Data are represented as ng DA/mg protein (mean ± SEM). 

F.xamnle 8: Theraneutic effect of TAU m the 3-nitroprnpinnic acid ttNP^ model of 
Huntington' s disease CHD) 

HD is characterized by a progressive neuronal loss especially in the striatum. Patients 
with HD have a decreased activity of succinate dehydrogenase (complex II)- ubiquinol 
oxidoreductase (complex III) activity . Browne, Mitochondria & Free Radicals in 
Neurodegenerative Diseases, 361-380 (1997). A widely used model of HD employs an 
inhibitor of succinate dehydrogenase, 3-nitropropionic acid (3NP) . (Ferrante et a/., 
Mitochondria & Free Radicals in Neurodegenerative Diseases, 229-244, 1997). 3NP induces 
damage to the striatum in particular. (Brouillet et al., J Neurochem, 60: 356-9, 1993). 

Male 6-8 month old Swiss mice (National Cancer Institute; NCI, Frederick, MD) were 
treated with 3NP (65 mg/kg i.p.) daily for 4 days to induce mortality, neuronal cell loss and 
behavioral impairment with n=8/group. TAU was administered b.i.d. 4g/kg bw p.o. in 0.75% 
hydroxypropyl-methylcellulose vehicle at 200 mg TAU /mL was given to the mice one day 
before and every day until day 8. On day 9, the mice were perfuse fixed with 10% buffered 
formalin and processed for silver staining to detect neuronal damage. There was decreased 
mortality due to 3NP in the mice treated with TAU compared to the controls as shown below. 


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There was no mortality in the 3NP + TAU group, but 3 of 8 mice died in the vehicle + 3NP 
group. 

Behavioral scoring of the 3NP treated mice was to determine whether there was any 
motor impairment at anytime during the study. There were 88% of the control + 3NP treated 
mice with behavioral impairment indicated by gross observation. A decreased incidence of 
impairment of only 50% was found in the TAU + 3NP treated mice. 

The silver staining was analyzed by a pathologist blinded to the identity of tissue 
samples. There were no clear signs of neuronal damage detected in the TAU + 3NP treated 
mice. However, in the control + 3NP treated mice, silver staining of synaptic terminals in the 
striatal area (caudate/putamen area) and substantia nigra was pronounced. Silver impregnation 
of axons and/or synaptic terminals in the thalamus, deep mesencephalon and/or reticular 
formation (medulla) was also found in 80% of the control + 3NP treated mice. The substantia 
nigra projects to the striatum and these areas are especially vulnerable to damage by 3NP. The 
damage to the substantia nigra and striatum was prevented by TAU. 

F.xamnle 9: Theraneutic effect of TAU in t h * l-nitropropionic acid (3NP) model of epilepsy 

3-nitropropionic acid (3NP) is a mitochondrial toxin that acts by inhibiting Complex II 
of the respiratory chain; it is used to induce brain lesions similar to those characteristic of 
Huntington's disease. Seizures can also be induced by the use of 3NP as a model of epilepsy 
and mitochondrial dysfunction. Urbanska et al, Eur J Pharmacol, 359: 55-8 (1998). Male CD-I 
mice (National Cancer Institute.NCI, Frederick. MD) weighing between 26-40 g were used 
throughout. Mice were divided into groups of 5 and animals for each group were randomly 
chosen from different cages to avoid possible influence of age. The mice were maintained on a 
1 2 hr light dark cycle with free access to water and food. All experiments were performed 
during the light period between 9:00 and 16:00 hr. Mice (n-17-20) were given 160 mg/kg 3NP 
and followed for seizures. 3NP was made up at I6mg or 18mg/ml in sterile water (pH: 7.4 ). 
3NP was administered i.p. in a volume of O.lml/lOg body weight. TAU was administered 
4g/kg p.o. in 0.75% hydroxypropyl-methylcellulose vehicle 2 hours prior to 3NP 
administration. Seizures were assessed similar to the methods previously described (Roberts & 


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Keith, J Pharmacol Exp Ther, 270: 505-1 1, 1994; Urbanska et al., Eur J Pharmacol, 359: 55-8, 
1998). 

Behavioral observations were performed within 120 min following application of 3-NP. 
Three major categories of convulsive seizure response were been considered and recorded: 

1 . Clonic movements: the movements of the forelimbs accompanied by facial twitching; 

2. Explosive clonic movements: the movement of all four limbs involving ninning, jumping 
and bouncing; 

3 . Tonic response: including tonic flexion and tonic extension of the all four limbs. 
Mortality rate was evaluated at 120 min after 3NP injection. 

3NP induced primarily clonic seizures with some mice going on to develop a running 
and jumping behavior that generally resulted in mortality. TAU decreased the percent 
incidence of clonic seizure, running seizure and mortality due to 3NP. The primary endpoint 
was the latency to clonic seizure. TAU increased the latency to clonic seizure from 25.0-40.8 
minutes. Data are represented as mean ± SEM. 


Endpoint 


Control + 3NP TAU + 3NP 


% Clonic seizures 90.0 70.6 

% Running seizures 42.9 5.9 

% Mortality 35 H-8 

Latency to clonic seizure 23.8 ±0.7 40.8 ±4.9 


F.xamnle 10: Therapeutic effect nf TAT? in th e ^uinnlinic acid (OA) model of excitotoxjtity 

Quinolinic acid is an NMDA receptor agonist that has been used in models of 
Huntington's disease and excitotoxic damage (Beal et al., J Neurosci, 11:1 649-59, 1 991 ; Bea 
era/., J Neurosci, 11: 147-58, 1 991 ;Ferrantee/ al., Exp Neurol, 119:46-71, 1993). It can 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 An PCT/US99/19725 

49 

induce severe damage to the CNS when administered directly into the striatum. The damage 
and/or mortality due to intrastriatal QA is likely due to a CNS etiology. 

Male 6-8 month old Swiss mice (National Cancer Institute; NCI, Frederick, MD) were 
treated with QA (50 or 100 nmoles given bilaterally in both striatum n=8/group. TAU was 
administered b.i.d. 4g/kg bw p.o. in 0.75% hydroxypropyl-methylceUulose vehicle at 200 mg 
TAU ImL was given to the mice one day before and every day until day 6. On day 7 the mice 
were sacrificed. The QA was administered in a 2 ul volume as previously described (Tatter et 
al., Neuroreport, 6: 1125-9, 1995). 

There was a decreased mortality due to QA in the TAU treated mice. The percent of 
mice surviving the 7 days treated with 50 nmoles QA was 64% in the control T QA and 73% in 
the TAU + QA and for mice treated with 100 nmoles QA only 4% survived in the control + QA 
group, whereas 19% survived in the TAU + QA group. TAU demonstrated a neuroprotective 
effect on the excitotoxicity due to QA. 


While the present invention has been described in terms of preferred embodiments, it is 
understood that variations and modifications will occur to those skilled in the art. Therefore, it 
is intended that the appended claims cover all such equivalent variations and modifications 
which come within the scope of the invention as claimed. 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 


50 


PCT/US99/19725 


CLAIMS 

1 . A method for treating or preventing pathophysiological consequences of mitochondrial 
respiratory chain dysfunction in a mammal comprising administering to said mammal in 
need of such treatment or prevention an effective amount of a pyrimidine nucleotide. 

2. A method as in claim 1 wherein said respiratory chain dysfunction is caused by a mutation, 
deletion, or rearrangement of mitochondrial DNA. 

3. A method as in claim 1 wherein said respiratory chain dysfunction is caused by defective 
nuclear-encoded protein components of the mitochondrial respiratory chain. 

4. A method as in claim 1 wherein said respiratory chain dysfunction is caused by aging. 

5. A method as in claim 1 wherein said respiratory chain dysfunction is caused by 
administration of cytotoxic cancer chemotherapy agents to said mammal. 

6. A method as in claim 1 wherein said respiratory chain dysfunction is a deficit in 
mitochondrial Complex I activity. 

7. A method as in claim 1 wherein said respiratory chain dysfunction is a deficit in 
mitochondrial Complex II activity. 

8. A method as in claim 1 wherein said respiratory chain dysfunction is a deficit in 
mitochondrial Complex III activity. 

9. A method as in claim 1 wherein said respiratory chain dysfunction is a deficit in 
mitochondrial Complex IV activity. 

10. A method as in claim 1 wherein said respiratory chain dysfunction is a deficit in 
mitochondrial Complex V activity. 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 PCTVUS99/19725 

51 

1 1 . A method as in claim 1 wherein said pyrimidine nucleotide precursor is selected from the 
group consisting of uridine, cytidine, an acyl derivative of uridine, an acyl derivative of 
cytidine, orotic acid, an alcohol ester of orotic acid, or a pharmaceutically acceptable salt 
thereof. 

12. A method as in claim 1 1 wherein said pyrimidine nucleotide precursor is an acyl derivative 
of cytidine. 

13. A method as in claim 1 1 wherein said pyrimidine nucleotide precursor is an acyl derivative 
of uridine. 

14. A method as in claim 1 1 wherein said acyl derivative of uridine is 2 l ,3 , ,5 , -tri-0- 
acetyluridine. 

15. A method as in claim 1 1 wherein said acyl derivative of uridine is 2 , ,3',5 , -tri-0- 
pyruvyluridine. 

16. A method as in claim 1 1 wherein the alcohol substituted of said alcohol ester of orotic acid 
is ethanol. 

1 7. A method as in claim 1 1 wherein said pyrimidine nucleotide precursor is cytidine 
diphosphocholine. 

18. a method as in claim 1 1 wherein said pyrimidine nucleotide precursor is administered 
orally. 

19. A method as in claim 1 1 wherein said pyrimidine nucleotide precursor is administered in a 
dose of 10 to 1000 milligrams per kilogram of bodyweight per day. 

20. A method as in claim 1 1 wherein said pyrimidine nucleotide precursor is administered in a 
dose of 100 to 300 milligrams per kilogram of bodyweight per day. 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 52 PCI7US99/19725 

2 1 . A method as in claim 1 wherein said pathophysiological consequence of mitochondrial 
respiratory chain dysfunction is a congenital mitochondrial disease. 

22. A method as in claim 21 wherein said congenital mitochondrial disease is selected from the 
group consisting of MELAS, LHON, MERRF, MNGIE, NARP, PEO, Leigh's Disease, and 
Kearns-Sayres Syndrome. 

23. A method as in claim 1 wherein said pathophysiological consequence of mitochondrial 
respiratory chain dysfunction is a neurodegenerative disease. 

24. A method as in claim 23 wherein said neurodegenerative disorder is Alzheimer's Disease. 

25. A method as in claim 23 wherein said neurodegenerative disorder is Parkinson's disease. 

26. A method as in claim 23 wherein said neurodegenerative disorder is Huntington's Disease. 

27. A method as in claim 23 wherein said neurodegenerative disorder is age-related decline in 
cognitive function. 

28. A method as in claim 1 wherein said pathophysiological consequence of mitochondrial 
respiratory chain dysfunction is a neuromuscular degenerative disease. 

29. A method as in claim 28 wherein said neuromuscular degenerative disease is selected from 
the group consisting of muscular dystrophy, myotonic dystrophy, chronic fatigue syndrome, 
and Friedreich's Ataxia. 

30. A method as in claim 1 wherein said pathophysiological consequence of mitochondrial 
respiratory chain dysfunction is developmental delay in cognitive, motor, language, 
executive function, or social skills. 

31. A method as in claim 1 wherein said pathophysiological consequence of mitochondrial 
respiratory chain dysfunction is selected from the group consisting of epilepsy, peripheral - 


SUBSTITUTE SHEET (RULE26) 


WO 00/11952 


53 


PCT/US99/19725 


neuropathy, optic neuropathy, autonomic neuropathy, neurogenic bowel dysfunction, 
sensorineural deafness, neurogenic bladder dysfunction, migraine, and ataxia. 

32. A method as in claim 1 wherein said pathophysiological consequence of mitochondrial 
respiratory chain dysfunction is selected from the group consisting of renal tubular 
acidosis, dilating cardiomyopathy, steatohepatitis, hepatic failure, and lactic acidemia. 

33. A method for preventing death or functional decline of post-mitotic cells in a mammal due 
to mitochondrial respiratory chain dysfunction comprising administration of an effective 
amount of a pyrimidine nucleotide precursor. 

34. A method as in claim 33 wherein said post-mitotic cells are neurons. 

35. A method as in claim 33 wherein said post-mitotic cells are skeletal muscle cells. 

36. A method as in claim 33 wherein said post-mitotic cells are cardiomyocytes. 

37. A method for treating developmental delay in cognitive, motor, language, executive 
function, or social skills in a mammal comprising administration of an effective amount of a 
pyrimidine nucleotide. 

~ 38. A method as in claim 37 wherein said developmental delay is pervasive developmental 
delay or PDD-NOS. 

39. A method as in claim 37 wherein said developmental delay is Attention 
Deficit/Hyperactivity Disorder. 

40. A method as in claim 37 wherein said developmental delay is Rett's Syndrome. 

41 . A method as in claim 37 wherein said developmental delay is autism. 


SUBSTITUTE SHEET (RULE26) 


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54 

42. A method for reducing side effects of cytotoxic cancer chemotherapy agents by 
administering a pyrimidine nucleotide precursor, where said cytotoxic chemotherapy agent 
is not a pyrimidine nucleoside analog. 

43. A method as in claim 42 wherein said side effects of cytotoxic cancer chemotherapy are 
selected from the group consisting of peripheral neuropathy, chemotherapy-induced 
menopause, chemotherapy-associated fatigue, and depressed appetite. 

44. A method for diagnosing mitochondrial disease by administering a pyrimidine nucleotide 
precursor and assessing clinical improvement in signs and symptoms in a mammal. 

45. A compound selected from the group consisting of 2\3\5'-tri-0-pyruvyluridine, 2',3'-di-0- 
pyruvyluridine, T^-di-O-pymvyluridine, S'^^di-O-pyruvyluridine^^O-pyruvyluridine, 3'- 
O-pyruvyluridine, and S'-O-pyruvyluridine. 

46. A pharmaceutical composition comprising: 

(a) a pyrimidine nucleotide precursor or a pharmaceutical^ acceptable salt thereof, and 

(b) pyruvic acid, a pharmaceutical^ acceptable salt thereof, or a pyruvic acid ester. 

47. A method as in Claim I further comprising administering pyruvic acid, a pharmaceutical^ 
acceptable salt thereof, or a pyiuvic acid ester. 


SUBSTITUTE SHEET (RULE26) 


INTERNATIONAL SEARCH REPORT 

International application No. 
PCT/US99/19725 

A. CLASSIFICATION OF SUBJECT MATTER 
IPC(6) : A01N 43/04; A6UC 31/70 
US CL : 514/49 

According to International Patent Classification ((PC) or to both national classification and IPC 

a FIELDS SEARCHED 

Minimum documentation searched (classification system followed by classification symbols) 
U.S. : 514/49 

Documentation searched other than minimum documentation to the extent that such documents are included in the fields searched 

Electronic data base consulted during the international search (name of data base and. where practicable, search terms used) 
STN: medline, caplus, biosis, embase, biotechds 

C DOCUMENTS CONSIDERED TO BE RELEVANT 

Category* 

Citation of document, with indication, where appropriate, of the relevant passages 

Relevant to claim No. 

X 
A 
X 
Y 
A 

US 5,470,838 A (VAN DORS TEL) 28 November 1995, col. 13, lines 
54-56; and col. 15, lines 6-12. 

SECADES et al. CDP-Chollne: Pharmacollglcal and Clinical 
Review. Methods and Findings In Experimental and Clinical 
Pharmacology. October 1995, Vol. 17, Supplement 1, pages 1-54, 
especially abstract, page 4, last full paragraph through page 5 col. 
1; page 21, col.2 through page 22, and Figs, 11-13; page 38, col. 2 
through page 39 eol. 1; pages 40-43, especially page 41, col.l, and 
Table 18. 

1, 11-14 

15,16,44 
1, 11, 17 

1-11,18-42, 46 

15,16,44 

"x] Further documents are listed in the continuation of Box C. Q See patent family annex. 

Special categories of cited documents: 'T* later document published after the intern atiooal filing date or priority 

dale end not in conflict with the application but cited to understand 
"A" document defining the general atate of the art which U not considered the principle or theory underlying the invention 
to be of particular relevance 

. *X* document of particular relevance, the claimed invention cannot be 
"B" earlier document published on or after the international fiun$ data considered novel or cannot be considered to involve en inventive atep 
'1/ document which may throw doubu on priority olaim(a) or which ia wneI » document is taken alone 

cited to establish the publication date of another citation or other , •. • • j * .■ . w . 

■ ifZan /M iDeeifiedl Y document of particular relevance; the oleimed invention cannot be 
special reason <as tpe ) considered to involve an inventive step when the document it 
"O* document referring to an oral discloiure, use, exhibition or other combined with one or more other such documents, such combination 
m4anB being obvious to a person skilled in the art 

'P* document published prior to the international filing data but later than *&• document member of the same patent family 

Date of the actual completion of the international search 
20 OCTOBER 1999 

Date of mailing of the international search report 

0 3 NOV 1999 

Name and mailing address of the ISA/US 
Commissioner of Patents and Trademark* 
Box PCT 

Washington, D.C. 20231 
Facsimile No. (703) 305-3230 

Authorised) office/^ , ^ 

RICHARD SCHNIZER /^<- 
Telephone No. (703) 308-0196 


Form PCT/ISA/210 (second sheetXJuly 1992)* 


INTERNATIONAL SEARCH REPORT 


International application No. 
PCT/US99/19725 


C (Continuation). DOCUMENTS CONSIDERED TO BE RELEVANT 


Category* 


Citation of document, with indication, where appropriate, of the relevant passages 


Relevant to claim No, 


Database Medline on STN AN 94049698, KEILBAUGH et ai. 
Anti-human immunodeficiency virus type 1 therapy and peripheral 
neuropathy: prevention of 2\ 3'-dideoxycytidine toxicity in PC 12 
cells, a neuronal model, by uridine and pyruvate. Molecular 
Pharmacology. October 1993. Vol. 44. No. 4. pages 702-706, 
abstract only. 

DYKENS, J.A. Isolated cerebral and cerebellar mitochondria 
produce free radicals when exposed to elevated Ca2+ and Na+: 
Implications for neurodegeneration. Journal of Neurochemistry. 
1994, Vol. 63, pages 584-591, especially lines 24-28 of abstract; 
and page 589, col. 1. first paragraph. 

BODNAR et al. Respiratory-deficient human fibroblasts exhibiting 
defective mitochondrial DNA replication. Biochem. J. 1995, Vol. 
305, pages 817-822, especially abstract lines 6-10. 


45 
43 


1-11,18-42, 46 


2-10, 20, 21, 25- 
42, 46 


Form PCT/1SA/210 (continuation of second sheetXJuly 1992)*